Asset & Wealth Management Control Office Analyst (Fintech)

TL;DR

Analyst (Fintech): Supporting effective risk management by establishing and maintaining control inventory and process-risk-control documentation. Focus on SOC (System and Organization Controls) audit reports, serving as the primary point of contact between internal business units, engineering teams, legal, and external auditors.

Location: Dallas, Texas, United States

Company

hirify.global Asset & Wealth Management brings together traditional and alternative investments to provide clients worldwide with a dedicated partnership and a focus on long‑term performance.

What you will do

• Lead end‑to-end SOC 1 program management, including planning, walkthroughs, testing coordination, report issuance, and post‑issuance activities.
• Serve as the primary liaison with external service auditors, managing timelines, deliverables, and ongoing communication.
• Develop and maintain the SOC 1 delivery plan, including milestones, dependencies, and status tracking.
• Coordinate stakeholders across the organization, including business sponsors, control owners, IT leads, evidence providers, and report signers.
• Manage walkthroughs, testing coordination, and evidence collection, including quality review and timely submission to auditors.
• Identify, track, and manage control issues and exceptions, coordinating remediation plans, compensating controls, and management responses.

Requirements

• Bachelor’s degree.
• 3+ years of experience in internal audit, risk management, or an independent validation function within the financial services industry.
• Strong project management skills, with the ability to manage multiple workstreams, track deliverables, and meet competing deadlines in a fast‑paced environment.
• Effective written and verbal communication skills, with the ability to coordinate and build relationships with control owners, IT partners, program leads, and senior management across global teams.
• Demonstrated ability to analyze information, identify gaps or issues, exercise sound independent judgment, and escalate risks with clear, actionable next steps.
• Advanced proficiency in Microsoft Office applications, including Excel, PowerPoint, Word, and Outlook.

Nice to have

• Knowledge of asset and wealth management products, business models, and control environments.
• Prior experience working with Big 4 or other external audit firms, including coordination, evidence support, or issue remediation activities.
• Familiarity with SOC 1 audits, including control documentation, testing support, and interaction with control owners and auditors.
• Exposure to artificial intelligence or automation tools used to enhance controls, reporting, data analysis, or operational efficiency.

Culture & Benefits

• Working in a culture that values integrity and transparency.
• Be part of a diverse team passionate about our craft, our clients, and building sustainable success.
• Leveraging digital solutions to help clients address complex challenges and achieve their financial goals.