Compliance Manager (Fintech)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
TL;DR
Compliance Manager (Fintech): Advising and ensuring regulatory compliance with FCA Consumer Duty and related regulations within a fast-paced financial services environment. Focus on developing compliance frameworks, monitoring, and embedding compliance by design across business processes.
Location: Hybrid, Canary Wharf, London, United Kingdom
Company
is a Nasdaq-listed fintech company with a global presence, offering a collaborative trading and investing platform to millions of users worldwide.
What you will do
- Provide expert regulatory advice and develop compliance frameworks for FCA Consumer Duty and other regulations.
- Oversee compliance with COBS, Consumer Duty, and Product Governance rules.
- Administer governance committees and produce compliance reports for senior stakeholders.
- Partner with operational teams to embed compliance by design in business processes.
- Promote continuous improvement using technology and AI-driven tools.
- Conduct monitoring and assurance reviews related to Consumer Duty compliance.
Requirements
- Must have 7+ years experience in compliance roles within regulated financial services, ideally retail investments or crypto assets.
- Strong understanding of FCA Consumer Duty and consumer protection regulations.
- Knowledge of Conduct Risk and Product Governance frameworks.
- Ability to interpret and apply regulatory materials.
- Proficiency in Excel and familiarity with AI or data analysis tools.
- Excellent communication skills for technical and non-technical audiences.
Culture & Benefits
- Hybrid work arrangement with offices in Canary Wharf, London.
- BUPA medical cover and 6% pension contribution.
- Daily lunch allowance and additional leave days including recharge days.
- Social team culture with events, merchandise, and birthday bonuses.
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