Associate Principal Analyst, Risk Monitoring

Location: Hybrid work environment with defined in-person presence requirements in Boston, Jericho, Denver, Chicago, Boca Raton, Plano, Tysons, Jersey City, Woodbridge, Washington, Rockville, Philadelphia, New York, Los Angeles, and other listed United States locations.

Salary: $83,900–$180,400 annually, depending on location and qualifications.

Company

hirify.global is a securities regulator focused on investor protection and market integrity.

What you will do

• Conduct risk monitoring and ongoing risk assessments for hirify.global member firms, including complex or elevated-risk firms, under the guidance of a Risk Monitoring Director.
• Identify existing and emerging risks and analyze internal and external data to assess inherent risks.
• Collaborate with internal departments and specialists to analyze regulatory intelligence, communicate findings, and recommend regulatory responses.
• Monitor risks related to areas such as fraud and deception, money laundering, and market risks.
• Mentor and coach entry-level risk monitoring staff.
• Lead special projects and technology initiatives while coordinating monitoring activities across teams.

Requirements

• Bachelor’s degree in Finance, Accounting, Business, or a related field, or an equivalent combination of education and relevant experience.
• Demonstrated analytical experience, including experience in the financial industry and applying regulatory developments to complex business models.
• Experience with one or more inherent industry risks, such as fraud and deception, money laundering, or market risks.
• hirify.global Securities Industry Essentials (SIE) certification or an acceptable industry equivalent is required upon hire or within 16 months of the start date of the assigned SIE training cohort.
• Intermediate knowledge of hirify.global risk fundamentals, securities rules and regulations, firm business models, business lines, customer bases, products, and services.
• Basic knowledge of U.S. GAAP accounting standards.
• Ability to work with senior business management, multiple departments, specialists, and staff across multiple locations.
• Intermediate written and verbal communication, financial analysis, research, quantitative, analytical, and problem-solving skills.
• Developing ability to manage increasingly complex concurrent assignments, including unstructured work requiring autonomy and independent judgment; intermediate-to-advanced ability to analyze data and address higher-risk areas.
• Intermediate proficiency in Microsoft Excel and Microsoft Word.

Nice to have

• Graduate degree such as an MBA or JD.
• Relevant industry certifications.

Culture & Benefits

• Collaboration is expected both in person and virtually in support of hirify.global’s mission, with an emphasis on proactive, innovative, solutions-oriented work and open exchange of ideas.
• Full-time employment includes health, dental, vision, life, disability, long-term care, legal, and business travel insurance options.
• Benefits include a 401(k) plan with company match, additional retirement contributions, tuition reimbursement, commuter benefits, wellness programs, and family-care support.
• Paid leave includes 15–25 days of paid time off, personal and sick days, volunteer service days, nine paid holidays, and additional family, parental, military, jury duty, bereavement, and election-related leave.
• Employees must comply with hirify.global investment and securities account restrictions, disclose relevant brokerage accounts, use firms providing an electronic data feed, execute the Employee Confidentiality and Invention Assignment Agreement, and follow the nepotism policy.

Hiring process

• Submit an application; applications are accepted on an ongoing basis.
• Applications should be submitted through the hirify.global Careers site if a job board’s Apply Now button does not link directly to it.