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6 дней назад

Analyst, Client Regulatory Outreach (12 Months Fixed Term/Secondment)

Формат работы
hybrid
Тип работы
fulltime
Английский
b2
Страна
Canada
Вакансия из списка Hirify.GlobalВакансия из Hirify Global, списка международных tech-компаний
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Текст:
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TL;DR
Analyst, Client Regulatory Outreach (12 Months Fixed Term/Secondment) (Capital Markets/Regulatory Compliance): Supporting regulatory client outreach, onboarding data collection, documentation, and lifecycle management for Capital Markets clients with an accent on Dodd-Frank and Canadian trade reporting requirements, data accuracy, and audit trails. Focus on investigating regulatory data issues, coordinating with Compliance, Legal, Front Office, Operations, and clients, and maintaining accurate records in a hybrid Toronto-based role.

Location: Toronto, ON, Canada; hybrid arrangement with 1–3 days per week onsite at Toronto-141 Bay, 14th Floor.

Company

hirify.global is a relationship-oriented bank serving clients through retail, commercial, wealth, and Capital Markets businesses.

What you will do

  • Support Regulatory Client Outreach Associates with investigations, assessments, and outreach concerning missing or inaccurate regulatory data.
  • Collect, validate, and distribute regulatory data and documentation from direct clients, funds, shared clients, brokers, and internal stakeholders.
  • Apply Dodd-Frank, Canadian trade reporting, and other Capital Markets regulatory requirements to client and product documentation.
  • Perform record keeping, data entry, audit-trail maintenance, and shared inbox management while meeting activity targets and SLAs.
  • Build relationships with Front Office, Legal, Compliance, Technology, Operations, Client Services, and senior management stakeholders.
  • Participate in project working groups and committee meetings to improve existing processes and support future regulatory requirements.

Requirements

  • Experience in administration, data management, and/or compliance.
  • Experience conducting research, analysis, and documentation to collect, validate, and consolidate data and information.
  • Degree in Finance, Accounting, Business, or a related field.
  • Familiarity with Capital Markets clients, business, and products, including the client onboarding lifecycle across Sales/Trading, Lending, and Advisory services.
  • Strong decision-making, critical-thinking, analytical, problem-solving, communication, and stakeholder-management skills.
  • Ability to adapt to evolving technologies, manage priorities and deadlines, and work accurately in a fast-paced environment.
  • Must be legally eligible to work at the specified location and, where applicable, hold a valid work or study permit.

Nice to have

  • Experience in Regulatory Compliance, Client Onboarding, Trade Control/Trade Desk Support, or Capital Markets Operations.
  • Familiarity with institutional clients such as Asset Managers, Insurance Companies, Pensions, and Sovereign Wealth Funds.
  • Knowledge of Retail, Commercial, and Wealth businesses and their clients within hirify.global or other banks.

Culture & Benefits

  • Temporary fixed-term or secondment position with an expected end date of October 21, 2027.
  • Full-time schedule of 37.5 hours per week with a hybrid work arrangement.
  • Competitive compensation, banking benefits, wellbeing support, employee and family assistance programs, and a points-based recognition program, subject to program terms.
  • Inclusive and accessible workplace with accommodation support available during recruitment.
  • Artificial intelligence tools and possible attribute-based or skills assessments may be used during recruitment.

Hiring process

  • Applicants may be asked to complete an attribute-based assessment or other skills tests, which may include simulation, coding, or French proficiency testing.
  • Applicants requiring accommodation should contact Mailbox.careers-carrieres@hirify.global.com.

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