Назад
Company hidden
13 дней назад

Principal Analyst, Corporate Financing

97 700 - 211 400$
Формат работы
hybrid
Тип работы
fulltime
Грейд
senior
Английский
b2
Страна
US
Вакансия из списка Hirify.GlobalВакансия из Hirify Global, списка международных tech-компаний
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Описание вакансии

Текст:
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TL;DR
Principal Analyst, Corporate Financing (Securities Regulation): Conducting complex analyses of public offering and private placement filings and related investigative matters under FINRA and SEC rules with an accent on regulatory analysis, risk review, and capital-raising compliance. Focus on independently assessing high-risk matters, guiding junior staff, coordinating with filers and regulators, and developing rule and workflow improvements.

Location: Hybrid work with defined in-person presence; job postings are listed for Rockville, MD, Washington, DC, Tysons, VA, and other U.S. locations. Travel may be required, and hours may extend beyond normal business hours.

Salary: The disclosed annual base salary ranges from $97,700 to $211,400 depending on location, including $112,300–$202,500 for Rockville, MD, Washington, DC, and Tysons, VA.

Company

hirify.global is a securities regulator focused on investor protection and market integrity.

What you will do

  • Analyze complex public offering and private placement filings and related investigative matters under hirify.global Rules 5110, 5121, 2310, 5122, and 5123.
  • Prepare correspondence, analyses, recommendations, and responses to inquiries from members, attorneys, internal stakeholders, the SEC, exchanges, and the public.
  • Conduct secondary reviews of high-risk matters and provide critical analysis, disposition recommendations, and feedback on work product.
  • Coordinate discussions with filers and hirify.global staff regarding compliance and regulatory trends.
  • Provide subject-matter expertise, mentor junior staff, conduct training, and support workflow management, quality control, and supervision.
  • Support special projects involving rule or interpretation development, procedural changes, corporate initiatives, and internal speaking engagements.

Requirements

  • Bachelor’s degree and at least seven years of related industry experience.
  • Knowledge of various securities, broker-dealer services, and capital-raising methods.
  • In-depth knowledge of hirify.global, SEC, and other applicable rules and interpretations governing capital raising.
  • Successful use of analytical and organizational skills.
  • Excellent oral and written communication skills.
  • Ability to work independently and collaboratively.
  • Ability to comply with hirify.global’s Code of Conduct, including brokerage-account disclosures, electronic-feed requirements, and investment restrictions.
  • Ability to execute hirify.global’s Employee Confidentiality and Invention Assignment Agreement without qualification or modification and comply with the company’s nepotism policy.

Culture & Benefits

  • Hybrid work environment with defined in-person requirements; full-time employment.
  • Health, dental, vision, life, disability, long-term care, legal, and business travel insurance.
  • 401(k) plan with company match, an additional hirify.global-funded retirement contribution, tuition reimbursement, and commuter benefits.
  • Paid time off starting at 15 days and increasing to 25 days, plus personal, sick, volunteer, holiday, parental, family-care, military, jury-duty, bereavement, and voting leave.
  • Discretionary bonus eligibility and overtime eligibility for non-exempt employees.

Hiring process

  • Submit an application through the hirify.global Careers site; applications are accepted on an ongoing basis.
  • Search firms may submit resumes only under a valid written agreement and task order; unsolicited submissions are not accepted.

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