6 дней назад
Compliance Sr. Manager, Enterprise Policy Governance
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Compliance Sr. Manager, Enterprise Policy Governance (Financial Services Compliance): Building and continuously improving an enterprise policy governance program with an accent on regulatory alignment, policy review, stakeholder governance, and compliance reporting. Focus on drafting and approving enterprise policies, analyzing regulatory updates, streamlining compliance systems, and resolving complex issues across business units and regulatory agencies.
Location: Saint Petersburg, Florida, United States; hybrid workstyle. Travel is less than 25%.
Company
is a financial services firm focused on client-first service, integrity, independence, and long-term decision-making.
What you will do
- Build, analyze, and continuously improve the enterprise policy governance program.
- Partner with policy owners and senior stakeholders to draft, review, update, and approve enterprise policies.
- Coordinate policy review through the Enterprise Risk Management Committee and, when required, the Board of Directors or its subcommittee.
- Support compliance reporting, exception reporting, corrective actions, audits, and regulatory correspondence.
- Work with Compliance Training and business units to communicate policy requirements and recommend process changes.
- Research regulatory updates, identify trends, and automate or streamline compliance functions.
Requirements
- Bachelor’s degree in a related discipline and at least eight years of experience in compliance and/or financial services, or an equivalent combination of education, training, and experience.
- Advanced knowledge of firm-wide policy governance strategy, implementation, and oversight.
- Knowledge of financial services industry regulations, compliance obligations, and bank holding company and retail broker-dealer clearing firm operations.
- Experience drafting, reviewing, and editing documents and policies.
- Strong written and verbal communication, project management, organizational, and time management skills.
- Ability to work independently and collaboratively, manage changing priorities, and communicate with stakeholders at all organizational levels.
Nice to have
- Additional licenses or certifications demonstrating knowledge of industry regulations and concepts.
- Experience coaching, training, or mentoring compliance associates.
Culture & Benefits
- Hybrid work environment with limited travel.
- Medical, dental, vision, life, disability, critical illness, and accident insurance may be available.
- Retirement savings, paid time off, holidays, sick leave, and parental leave may be available.
- People-first culture emphasizing professional growth, collaboration, accountability, client focus, and continuous improvement.
- Equal opportunity employment based on merit and business needs.
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