7 дней назад
Senior Compliance Officer, Regulatory Reporting
260 000 - 480 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Senior Compliance Officer, Regulatory Reporting (Asset Management): Preparing, validating, and submitting regulatory filings for an asset manager and private funds with an accent on reporting accuracy, regulatory change management, and quality assurance. Focus on building compliance controls, resolving filing data issues, monitoring regulatory developments, and advising stakeholders on their obligations.
Location: Westport, CT; onsite at the Westport campus four days per week, with occasional travel to the New York City campus.
Wage range: $260,000–$480,000, inclusive of base salary and discretionary target bonus. Expected base salary: 65%–75% of the wage range.
Company
Associates is an asset management firm serving global institutional investors through market research, technology, and investment principles.
What you will do
- Prepare, review, validate, and submit regulatory filings and reports through completion.
- Gather underlying data, identify anomalies, and resolve filing issues.
- Build and operate processes, controls, and methodologies for accurate regulatory reporting.
- Monitor regulatory developments and implement changes in filing and regulatory-interaction procedures.
- Own quality assurance for filings and regulatory interactions, ensuring accuracy, completeness, and timeliness.
- Advise stakeholders and collaborate with the Chief Compliance Officer, Deputy Chief Compliance Officer, and senior leaders on strategic initiatives.
Requirements
- 7–10 years of legal or compliance experience focused on regulatory reporting for asset managers and private funds.
- Familiarity with regulations applicable to alternative investment managers and private funds.
- Experience with data, spreadsheets, and databases to identify patterns or anomalies.
- Strong project management, organizational, communication, judgment, and attention-to-detail skills.
- Ability to work proactively and independently in a fast-paced environment while managing competing priorities and deadlines.
- Ability to learn and adopt new software and AI tools quickly.
Culture & Benefits
- Culture focused on excellence, transparency, rigorous inquiry, continuous improvement, and meritocracy.
- Opportunities for professional development, personal growth, and challenging strategic work.
- Competitive employee benefits package.
- Occasional travel to the New York City campus may be required.
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