Senior Compliance Officer

Location: New York, NY; hybrid. Applicants must be authorized to work in the United States without current or future sponsorship.

Salary: $190,000–$250,000 per year, plus discretionary bonus and benefits.

Company

hirify.global’s Legal & Compliance Department supports regulatory, fiduciary, and governance matters across its Private Wealth business.

What you will do

• Support compliance programs for investment adviser, broker-dealer, and trust-company businesses.
• Monitor regulatory requirements and maintain compliance manuals, policies, procedures, and governance documentation.
• Coordinate examinations, inquiries, and information requests from the OCC, SEC, FINRA, and other regulators.
• Prepare compliance, fiduciary, and governance materials for boards and committees.
• Conduct or coordinate monitoring, testing, risk assessments, remediation, and follow-up tracking.
• Partner with Legal & Compliance, business units, Internal Audit, Risk, Operations, Technology, Finance, and outside counsel on regulatory initiatives.

Requirements

• Bachelor’s degree required; J.D. highly preferred.
• At least 5 years of relevant experience in financial-services compliance, legal, internal audit, risk management, or regulatory affairs.
• Working knowledge of SEC, FINRA, and fiduciary requirements; familiarity with OCC requirements and ERISA is a plus.
• Ability to analyze complex regulatory issues and communicate conclusions clearly and practically.
• Strong drafting, organizational, project-management, interpersonal, and prioritization skills.
• Must have the right to work in the United States without current or future sponsorship.

Culture & Benefits

• Hybrid work arrangement in New York.
• Paid time off and medical, dental, and vision insurance.
• Retirement and life insurance benefits for eligible employees.
• Discretionary bonus eligibility.
• Work with cross-functional stakeholders in a highly regulated financial-services environment.