4 дня назад
AVP, Trading
103 206 - 172 010$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
AVP, Trading (Financial Services): Leading trading and platform support operations for financial advisors with an accent on trade execution, rebalancing, model management, block trading, and advisor onboarding. Focus on coaching trading professionals, resolving complex trade and platform issues, strengthening risk controls, and coordinating technology and regulatory initiatives.
Location: Remote Washington, United States; West Coast hours required
Salary: $103,206–$172,010 base salary annually, plus discretionary bonus eligibility.
Company
is a U.S. wealth management and financial technology firm supporting financial advisors and financial institutions with investment solutions, advisor platforms, and practice management services.
What you will do
- Execute rebalancing, model-related, block, advisor-directed, custom, and high-volume trades.
- Lead, coach, and develop trading professionals while managing performance, capacity, and service expectations.
- Oversee daily trading operations, advisor support, model management, platform testing, training, onboarding, and production support.
- Serve as the senior escalation point for complex trade requests, trade errors, system issues, model discrepancies, and advisor inquiries.
- Monitor operational, regulatory, client, trading, and platform risks and strengthen controls, procedures, and workflows.
- Partner with Technology, Product, Compliance, Risk, Legal, Supervision, Operations, and advisor-facing teams on releases, testing, enhancements, and issue resolution.
Requirements
- Bachelor’s degree in Finance, Business Administration, Economics, or a related field, or equivalent relevant experience.
- 5+ years of financial services experience, including at least 3 years in trading operations, investment operations, or financial technology support.
- 5+ years of experience executing trades in a broker-dealer, registered investment adviser, or comparable financial services environment.
- 3+ years of people-leadership experience, including coaching, employee development, performance management, and capacity planning.
- Series 7 required and Series 24 required or obtainable, with registration in all required U.S. states and territories upon hire.
Nice to have
- Advanced expertise in trade execution, rebalancing, model management, block trading, and advisor-directed trading programs.
- Knowledge of broker-dealer and RIA operations, regulations, controls, risk management, and process improvement.
- Experience with technology releases, platform implementations, integrations, testing, advisor onboarding, education, and demonstrations.
- Proficiency in Microsoft Office and platforms such as ClientWorks, Beta, Thomson ONE, Microsoft Dynamics, CWR, or ModelHub.
Culture & Benefits
- Collaborative, accountable, and service-oriented team environment.
- Health benefits, 401(k) matching, employee stock options, and volunteer time off.
- Discretionary bonus eligibility and a competitive total rewards package.
- Culture focused on integrity, continuous improvement, client success, and shared accountability.
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