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Описание вакансии
Текст:
TL;DR
Brokerage Operations Specialist (Fintech): Building and scaling UK brokerage operations, controls, and service delivery with an accent on FCA CASS compliance, transaction reporting, transfers, and outsourced-provider oversight. Focus on leading incident response, improving processes with AI and data, coordinating cross-functional teams, and reducing operational risk.
Location: London, UK office; in-person attendance required at least 3 days per week. Candidates must be based in the United Kingdom.
Company
Robinhood builds financial products focused on democratizing finance and expanding access to investing.
What you will do
- Support the launch, improvement, and scaling of UK brokerage operations, products, tools, and systems.
- Own first-line oversight of brokerage operations, including transaction reporting, transfer operations, operational risk, and control execution.
- Ensure daily operations align with FCA CASS regulations and support good customer outcomes under the FCA Consumer Duty.
- Oversee outsourced and intercompany operational partners against SLAs, controls, reconciliations, and service-quality standards.
- Lead incident response, root-cause analysis, control remediation, and operational readiness for launches and material process changes.
- Improve process efficiency by using AI and data to reduce operational risk and maintain standard operating procedures.
Requirements
- Based in the United Kingdom and able to work in the London office at least 3 days per week.
- Bachelor's degree or equivalent practical experience.
- 6+ years of operational experience specializing in financial services.
- Deep experience with UK brokerage operations, FCA CASS rules, and tax wrappers, including ISA servicing, transfers, reconciliations, and exception handling.
- Experience managing outsourced operational partners, coordinating cross-functional projects, and applying data analysis to business problems.
- Strong written and oral communication, attention to detail, problem-solving, adaptability, and ability to work independently.
Nice to have
- Chartered Institute for Securities & Investment certifications.
Culture & Benefits
- High-impact work in a fast-moving, entrepreneurial environment with a strong focus on ethics and regulatory compliance.
- Performance-driven compensation with bonus programs and equity ownership.
- Supplemental health insurance, ancillary insurance, mental health support, and a flexible lifestyle wallet.
- Paid time off, sick time, company holidays, paid volunteer time off, and parental leave.
- AI tools, ongoing AI skill-building, catered meals, office events, comfortable workspaces, and a monthly commuter stipend.
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