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2 дня назад

Brokerage Operations Specialist (Fintech)

Формат работы
hybrid
Тип работы
fulltime
Грейд
senior
Английский
b2
Страна
UK
Вакансия из списка Hirify.GlobalВакансия из Hirify Global, списка международных tech-компаний
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Описание вакансии

Текст:
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TL;DR
Brokerage Operations Specialist (Fintech): Building and scaling UK brokerage operations, controls, and service delivery with an accent on FCA CASS compliance, transaction reporting, transfers, and outsourced-provider oversight. Focus on leading incident response, improving processes with AI and data, coordinating cross-functional teams, and reducing operational risk.

Location: London, UK office; in-person attendance required at least 3 days per week. Candidates must be based in the United Kingdom.

Company

Robinhood builds financial products focused on democratizing finance and expanding access to investing.

What you will do

  • Support the launch, improvement, and scaling of UK brokerage operations, products, tools, and systems.
  • Own first-line oversight of brokerage operations, including transaction reporting, transfer operations, operational risk, and control execution.
  • Ensure daily operations align with FCA CASS regulations and support good customer outcomes under the FCA Consumer Duty.
  • Oversee outsourced and intercompany operational partners against SLAs, controls, reconciliations, and service-quality standards.
  • Lead incident response, root-cause analysis, control remediation, and operational readiness for launches and material process changes.
  • Improve process efficiency by using AI and data to reduce operational risk and maintain standard operating procedures.

Requirements

  • Based in the United Kingdom and able to work in the London office at least 3 days per week.
  • Bachelor's degree or equivalent practical experience.
  • 6+ years of operational experience specializing in financial services.
  • Deep experience with UK brokerage operations, FCA CASS rules, and tax wrappers, including ISA servicing, transfers, reconciliations, and exception handling.
  • Experience managing outsourced operational partners, coordinating cross-functional projects, and applying data analysis to business problems.
  • Strong written and oral communication, attention to detail, problem-solving, adaptability, and ability to work independently.

Nice to have

  • Chartered Institute for Securities & Investment certifications.

Culture & Benefits

  • High-impact work in a fast-moving, entrepreneurial environment with a strong focus on ethics and regulatory compliance.
  • Performance-driven compensation with bonus programs and equity ownership.
  • Supplemental health insurance, ancillary insurance, mental health support, and a flexible lifestyle wallet.
  • Paid time off, sick time, company holidays, paid volunteer time off, and parental leave.
  • AI tools, ongoing AI skill-building, catered meals, office events, comfortable workspaces, and a monthly commuter stipend.

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