7 дней назад
Trade Desk Associate (Fintech)
59 700 - 84 300$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Trade Desk Associate (Fintech): Supervising and reviewing trading activity across Empower Personal Wealth platforms with an accent on options approvals, trade corrections, reconciliations, surveillance, and risk management. Focus on resolving trade errors, reviewing complex investment products, supporting audits, and coordinating with Compliance and Brokerage Services.
Location: Remote - Nationwide, United States. Applicants must be authorized to work for any employer in the U.S.; visa sponsorship, including CPT/OPT sponsorship, is not available. Reliable high-speed wired internet and a suitable home workspace are required.
Base salary: $59,700–$84,300 per year, with eligibility for a bonus program.
Company
provides financial services focused on helping customers achieve financial freedom.
What you will do
- Conduct principal reviews and supervisory oversight of trading activity on Personal Wealth platforms.
- Review and approve options account applications and trades, trade blotters, corrections, reconciliations, and exception trades.
- Determine corrective actions for trade errors and accommodations across equities, fixed income, options, ETFs, mutual funds, municipals, and CDs.
- Support commission adjustments, mutual fund share class reviews, best execution reviews, and attention notifications.
- Generate, monitor, and respond to surveillance reports and examinations while serving as a Registered Options Principal.
- Collaborate with Compliance and Brokerage Services on inquiries, documentation, training, and process improvements.
Requirements
- Bachelor’s degree in a relevant discipline or five years of financial services experience, preferably in trading.
- FINRA fingerprinting is required.
- FINRA Series 7 and Series 24 are required.
- FINRA Series 4, 52, and 53 are preferred or must be obtained within the department’s established timeframe.
- U.S. work authorization is required; employment visa sponsorship is not available.
Nice to have
- Hands-on and supervisory experience in equity trading and brokerage operations.
- Experience with options trading, fixed income, and municipal products and markets.
- Experience with Pershing NetX360 and Microsoft Office applications, including Excel, Word, and SharePoint.
Culture & Benefits
- Flexible remote work environment with a focus on inclusion, well-being, work-life balance, and internal mobility.
- Medical, dental, vision, and life insurance.
- 401(k) plan with company matching contributions of up to 6% and financial advisory services.
- Tuition reimbursement of up to $5,250 per year.
- Paid time off upon hire, paid holidays, floating holidays, volunteer time, and paid leave programs.
- Business Resource Groups supporting inclusion and collaboration.
Будьте осторожны: если работодатель просит войти в их систему, используя iCloud/Google, прислать код/пароль, запустить код/ПО, не делайте этого - это мошенники. Обязательно жмите "Пожаловаться" или пишите в поддержку. Подробнее в гайде →
Похожие вакансии
7 дней назад
Trade Support Analyst (Fintech)
46 000 - 72 000$
14 дней назад
Brokerage Operations Manager (Fintech)
117 000 - 131 000$
7 дней назад
Senior ETF Analyst (Fixed Income)
91 500 - 156 500$
8 дней назад
Associate Originations & Distribution (Fintech)
96 000 - 144 000$
9 дней назад
Investment Operations Analyst - Reconciliation Specialist (US Start of Day) (Fintech)
101 500 - 127 000$
9 дней назад
Investment Associate (Impact Investing)
100 000 - 125 000$