6 дней назад
Trading Compliance Advisory (Fintech)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Trading Compliance Advisory (Fintech): Providing risk-based regulatory and market conduct guidance to trading desks in the EMEA Trading Compliance team with an accent on trading strategies, algorithms, products, market microstructure, and evolving regulatory requirements. Focus on supporting trade surveillance, tuning monitoring models, enhancing market abuse controls, and advising on new trading activities under MiFID II and MAR.
Location: London, United Kingdom
Company
operates a global trading and compliance function supporting the firm's trading activities and market integrity.
What you will do
- Provide practical, risk-based compliance advice to trading desks and business management on regulatory and conduct matters.
- Develop an in-depth understanding of trading strategies, algorithms, products, and market microstructure.
- Support new trading strategies and changes to existing activities to ensure regulatory alignment.
- Maintain trading-related policies, procedures, and guidance as business and regulatory requirements evolve.
- Support trade surveillance, including alert reviews, escalations, model and threshold calibration, and coverage-gap identification.
- Enhance trading conduct and market abuse controls while coordinating with global Trading Compliance and Regulatory Compliance teams.
Requirements
- At least 5 years of experience in Trading Compliance or a similar advisory role.
- Strong working knowledge of MiFID II and MAR.
- Direct experience engaging with traders and desk heads in a fast-paced environment.
- Clear communication, sound judgement, commercial awareness, and confidence in escalating issues when appropriate.
- Ability to collaborate across Trading, Compliance, and regional teams while managing competing priorities.
Nice to have
- Experience across fixed income, derivatives, or equity markets.
- Experience with trade surveillance and market abuse controls.
- Experience drafting and maintaining compliance policies and procedures.
- Experience under FCA or CBI supervision.
- Relevant compliance qualification or experience in a global, multi-region compliance function.
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