6 дней назад
Compliance Lead Specialist
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Compliance Lead Specialist (Financial Services Compliance): Managing regulatory and client compliance requirements, financial promotions approvals, and compliance guidance for the EMEA region with an accent on UCITS materials, sales practices, and regulatory interpretation. Focus on researching new rules, drafting procedures, training stakeholders, and resolving complex compliance issues across business units.
Location: London, United Kingdom; hybrid work environment
Company
provides investment management services focused on helping individuals and institutions build more secure financial futures.
What you will do
- Manage business partner relationships across sales practices and Distribution Compliance, including status meetings, compliance guidance, and review turnarounds.
- Lead financial promotions approvals for the UCITS fund range and strategy materials across the EMEA region.
- Research regulatory issues and advise internal stakeholders on compliant operations and processes.
- Draft new compliance guidelines and procedures and communicate regulatory changes affecting compliance materials.
- Collaborate with Legal and senior managers to assess new regulations and recommend appropriate actions.
- Deliver compliance training and support global compliance initiatives and projects.
Requirements
- Bachelor's degree or equivalent experience related to investment management or financial services compliance.
- Experience with financial promotions approvals and general sales-practice compliance.
- Strong written, verbal, presentation, interpersonal, organizational, and problem-solving skills.
- Ability to manage multiple priorities and develop effective cross-functional relationships.
- Strong attention to detail and sound business judgment.
Culture & Benefits
- Hybrid work environment combining remote and onsite work.
- Collaborative culture that prioritizes strong ideas, teamwork, and employee wellbeing.
- Competitive benefits programs and family-friendly policies supporting work-life balance.
- Commitment to a diverse, inclusive, and authentic workplace.
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