6 дней назад
Senior Regulatory Compliance Manager (Fintech)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Senior Regulatory Compliance Manager (Fintech): Strengthening the UK regulatory compliance framework for cross-border payments, foreign exchange, client money handling, and financial services conduct with an accent on FCA, EMRs, PSRs, MiFID II, CASS, and COBS requirements. Focus on translating regulatory obligations into operational controls, advising on product and licensing changes, supporting FCA engagement, and enhancing monitoring and assurance programs.
Location: London Moorgate, UK office; assigned workspace required
Company
is a global technology organization providing commercial payment solutions for fuel, payables, toll, and lodging expenses across more than 80 countries.
What you will do
- Provide regulatory advice to business, product, operations, risk, and front office teams.
- Interpret new regulatory requirements and prepare gap analyses and implementation plans.
- Maintain compliance frameworks, policies, and procedures aligned with UK regulatory obligations.
- Review new products, licensing perimeter issues, conduct, disclosure, client classification, and change impacts.
- Support FCA queries, thematic reviews, onsite inspections, regulatory submissions, and breach notifications.
- Enhance compliance monitoring, second-line reviews, thematic testing, and remediation of control weaknesses.
Requirements
- At least 3 years of regulatory compliance experience in cross-border payments, FX or derivatives, fintech, non-bank financial institutions, or international payments banking.
- Working knowledge of the Electronic Money Regulations 2011, MiFID II, and the FCA handbook, including CASS and COBS.
- Experience translating regulatory obligations into operational frameworks and responding to regulatory reviews.
- Strong policy drafting, regulatory writing, interpretation, analytical, and stakeholder management skills.
- Ability to work independently in a senior advisory capacity within a fast-moving environment.
Nice to have
- Technical FX derivatives knowledge or experience analysing a portfolio.
- Experience across both MiFID and payments.
- Legal, risk, or audit background.
- Professional qualifications such as CISI.
Culture & Benefits
- Formal, hands-on training and company-issued equipment.
- 25 days of annual leave plus 8 bank holidays.
- Option to buy or sell up to 5 annual leave days.
- Pension scheme with up to 5% employer contribution.
- Private medical insurance, life insurance, employee discounts, and LinkedIn Learning access.
Hiring process
- Employment offers may depend on pre-employment screening, including identity, reference, criminal record, financial, sanctions, and other legally permitted checks.
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