Registered Associate II (Fintech)

Location: Tempe, Arizona, United States

Company

hirify.global provides wealth management, asset servicing, asset management, and banking services to individuals, families, corporations, and institutions.

What you will do

• Manage day-to-day client servicing, including account opening, maintenance, servicing, and trade execution.
• Onboard new client relationships through correspondence, reports, account paperwork, and advisory agreements.
• Support Financial Advisors in evaluating investment objectives, risk tolerance, income needs, and market conditions.
• Coordinate with clients, advisors, Sales, Operations, management, and other internal partners to resolve requests.
• Maintain client information and organize records in accordance with firm, industry, and regulatory requirements.
• Provide subject-matter expertise, informal guidance, and training to less-experienced associates and new team members.

Requirements

• Three or more years of client-facing experience in brokerage, investment advisory, or financial services is preferred.
• FINRA Securities Industry Essentials Exam (SIE), Series 7 or 7TO, and Series 63/65 or 66 are required.
• Thorough knowledge of investment products, including stocks, bonds, mutual funds, and options.
• Excellent analytical, verbal, and written communication skills, with strong organization and prioritization abilities.
• Expanded conceptual knowledge of the relevant discipline and the ability to analyze solutions using technical experience and judgment.
• A college or university degree is preferred; Microsoft Office, Wealthscape, Morningstar Analytics, and Thomson ONE knowledge is recommended.

Culture & Benefits

• Flexible and collaborative work culture supported by a long history of financial strength and stability.
• Opportunities for internal movement and access to senior leaders.
• Commitment to an inclusive workplace and community support.
• Philanthropy and employee participation in community initiatives are part of the culture.
• Reasonable accommodations are available during the employment process for individuals with health conditions and disabilities.