6 дней назад
Compliance Response Specialist I (Fintech)
60 000 - 70 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Compliance Response Specialist I (Fintech): Supporting end-to-end compliance response workflows for complaints, regulatory examinations, audits, remediation, and issue management with an accent on cross-functional coordination, regulatory communications, and compliance controls. Focus on conducting root cause analysis, tracking corrective actions, validating remediation evidence, and producing compliance metrics and trend analyses.
Location: Remote within the United States; remote employees must reside in one of the approved states. Conditions: Rothschild, United States.
Salary: USD $60,000–$70,000 per year
Company
is a consumer finance company providing customer-focused financing options through home improvement contractors across the United States.
What you will do
- Coordinate compliance response workflows from intake and stakeholder engagement through investigation and closure.
- Prepare responses to regulatory examinations, audit inquiries, consumer complaints, and internal escalations.
- Track corrective actions, validate closure evidence, and support compliance remediation activities.
- Work with business partners, regulators, and third parties to clarify expectations and maintain accountability.
- Conduct root cause analysis and support improvements to compliance controls and processes.
- Maintain compliance response reporting, metrics, and trend analyses.
Requirements
- Bachelor’s degree or equivalent.
- At least two years of experience in compliance, risk management, regulatory affairs, or a related financial services function.
- Knowledge of Microsoft Office and applicable role-specific software.
- Ability to meet deadlines, work accurately under pressure, take direction, collaborate effectively, and adapt to change.
- Experience interacting with regulatory agencies, responding to legal process, and managing remediation activities is preferred.
Culture & Benefits
- Flexible remote work environment with a casual dress code.
- Day-one medical, dental, vision, HSA, and FSA options.
- 401(k) with company match enrollment on day one.
- Paid sick, volunteer, and parental leave options.
- Employer-paid life and disability coverage, plus a wellbeing program.
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