6 дней назад
Head of Compliance - Dubai (CMA/SCA Accredited)
Мэтч & Сопровод
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Описание вакансии
Текст:
TL;DR
Head of Compliance - Dubai (CMA/SCA Accredited) (Financial Compliance): Leading the compliance framework for an institutional exchange in Dubai with an accent on UAE regulatory adherence, AML/CFT controls, and regulatory engagement. Focus on managing SCA/CMA filings and inspections, acting as MLRO, overseeing goAML reporting, and monitoring compliance risks across global entities.
Location: Dubai, United Arab Emirates
Company
operates a dynamic institutional exchange environment and is establishing a new Dubai office.
What you will do
- Act as the primary contact for the Securities and Commodities Authority (SCA/CMA), managing regulatory filings, information requests, audits, and inspections.
- Develop and maintain the Compliance Manual, internal policies, and compliance programs in line with current UAE regulatory requirements and SCA/CMA circulars.
- Perform compliance sign-off on promotional materials and client-facing communications.
- Act as the firm’s MLRO and oversee the AML/CFT framework, including controls, risk assessments, reporting mechanisms, and goAML submissions.
- Monitor and report compliance risks, including transaction monitoring for global entities, and lead mitigation efforts.
- Provide compliance guidance, training, stakeholder management, and professional development for staff.
Requirements
- University degree and at least 5 years of experience in financial markets or a relevant field, or at least 5 years of financial-markets experience combined with a relevant professional qualification.
- Relevant compliance, audit, accounting, regulatory, or financial-control certification.
- Relevant anti-money-laundering certification, such as ICA qualifications or ACAMS.
- Successful completion of examinations covering UAE Financial Rules and Regulations and Combating Financial Crime.
- Commitment to continuous professional development in global financial compliance.
- Strong leadership, communication, and stakeholder-management skills.
Culture & Benefits
- Collaborative compliance environment within an institutional exchange.
- Opportunity to work closely with senior leadership and regulatory bodies.
- Focus on integrity, operational excellence, and ongoing professional development.
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