Compliance, Asset Management Compliance, Analyst, Birmingham

Location: Birmingham, West Midlands, England, United Kingdom

Company

hirify.global is a global financial services firm providing investment banking, securities, and asset management services.

What you will do

• Review and approve financial promotions for conformity with financial promotion regulations and jurisdiction restrictions.
• Provide compliance advisory support for sales and marketing activities within asset management.
• Conduct forensic, surveillance, and programmatic reviews, escalating and logging findings.
• Support regulatory identification, implementation projects, inquiries, and investigations.
• Develop and update compliance policies, procedures, and regulatory best practices.
• Prepare and deliver compliance training and represent Compliance on strategic initiatives.

Requirements

• Demonstrated interest in financial markets, asset management, and conduct risk.
• Strong analytical, organizational, research, fact-gathering, and critical-thinking skills.
• Ability to summarize, communicate, and defend positions effectively.
• Motivation, adaptability, and the ability to work well under pressure.
• Strong interpersonal and communication skills with a collaborative and proactive approach.

Culture & Benefits

• Training and development opportunities and firmwide professional networks.
• Benefits, wellness, personal finance offerings, and mindfulness programs.
• Commitment to diversity, inclusion, and reasonable accommodations during recruitment.