3 дня назад
Senior Associate, Compliance Advisory (Fintech)
101 000 - 140 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Senior Associate, Compliance Advisory (Fintech): Advising product, operations, and complaints teams on consumer financial compliance, complaint oversight, and remediation with an accent on regulatory interpretation, risk identification, and AI-enabled analysis. Focus on investigating complaint trends, improving controls and procedures, supporting new product readiness, and translating complex requirements into practical guidance.
Location: San Francisco, CA, USA; four days a week in the office and Fridays from home for employees near an office
Salary: $101,000–$140,000 base salary annually, plus bonus, equity, and benefits.
Company
is a financial technology company that provides user-friendly financial products and banking services through partner banks.
What you will do
- Advise complaints, product, operations, and other business teams as a second line of defense.
- Oversee consumer complaint processes, controls, documentation, investigations, monitoring, and remediation.
- Interpret consumer financial regulations and translate requirements into practical, risk-based guidance.
- Support compliance advisory for new products and changes to existing products, including agent and member readiness.
- Use AI tools, automation, and data analysis for complaint trends, monitoring, research, reporting, and guidance while maintaining human review and confidentiality.
- Present compliance findings, risk assessments, trends, recommendations, and process updates to executives and business partners.
Requirements
- 5+ years of compliance experience in fintech, banking, or financial services.
- Hands-on experience with deposit accounts, credit products, consumer complaints, and complaint-program management.
- Strong knowledge of consumer financial regulations, including Regulations Z, E, and DD, UDAAP, NACHA, VISA Operating Standards, and applicable state requirements.
- Experience supporting regulatory examinations, bank partner reviews, or internal audits.
- Strong communication, presentation, stakeholder-management, process-documentation, monitoring, training, and continuous-improvement skills.
- Ability to work independently, take end-to-end ownership, and apply data analysis, automation, and AI tools to compliance work.
Culture & Benefits
- In-office work policy with four office days and Fridays from home for employees near an office; a fully remote program is also available in applicable cases.
- Health, financial, and wellbeing benefits, including commuter support and backup care.
- Generous vacation, company-wide paid days off, and an annual wellness stipend.
- Paid parental leave of up to 22 weeks for birthing parents and 12 weeks for non-birthing parents.
- Family planning reimbursement and time off to support local community organizations.
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