Compliance, GBM Public Compl - FICC, Vice President, New York

Location: New York, NY, United States; onsite office position

Salary: $100,000–$250,000 annual base salary, plus potential discretionary bonus

Company

hirify.global is a global investment banking, securities, and investment management firm headquartered in New York with offices worldwide.

What you will do

• Provide day-to-day compliance coverage for FICC Trading, Sales, and Strats teams within Global Banking & Markets Interest Rate Products.
• Advise on compliant activity involving government bonds, interest rate derivatives, repos, and electronic trading.
• Assess new business initiatives, escalate regulatory and reputational risks, and support the firm’s governance framework.
• Develop and maintain compliance policies, procedures, training programs, and action plans.
• Oversee surveillance and programmatic reviews to identify compliance risks and breaches.
• Support regulatory examinations, audits, inquiries, and cross-divisional regulatory projects.

Requirements

• Bachelor’s degree.
• 6+ years of experience in fixed income compliance, rates compliance, regulatory advisory, or surveillance.
• Knowledge of requirements applicable to broker-dealers, swap dealers, and other regulated financial services entities, including SEC, CFTC, FINRA, NFA, and Federal Reserve regulations.
• Strong understanding of government bonds, interest rate swaps, futures, repos, and electronic trading.
• Excellent written and verbal communication, sound judgment, credibility with senior business leaders, and an analytical risk-focused mindset.
• Ability to prioritize multiple tasks and perform effectively under pressure.

Culture & Benefits

• Work within an independent compliance function covering regulatory, reputational, and conduct risks.
• Collaborate with Legal, Risk, Operations, Technology, Internal Audit, and business stakeholders.
• Access to training and development opportunities, firmwide networks, wellness resources, and personal finance offerings.
• Competitive benefits are generally available to eligible full-time and part-time US employees working at least 20 hours per week.