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12 дней назад

Analyst, Compliance - Marketing (Financial Services)

75 000 - 81 000$
Формат работы
onsite
Тип работы
fulltime
Грейд
junior
Английский
b2
Страна
US
Вакансия из списка Hirify.GlobalВакансия из Hirify Global, списка международных tech-компаний
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Описание вакансии

Текст:
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TL;DR
Analyst, Compliance - Marketing (Financial Services): Reviewing marketing, advertising, and social media materials for regulatory and firm-policy compliance with an accent on investment management products, compliance guidance, and technology-enabled review processes. Focus on monitoring fast-moving marketing activity, applying compliance requirements across advisory and distribution activities, and building cross-functional solutions with marketing, product management, and operations.

Location: Austin, TX, USA; based in the Austin office

Salary: $75,000–$81,000 base salary per year, plus a discretionary bonus

Company

hirify.global is an investment management firm specializing in active fixed income and public and private market solutions.

What you will do

  • Monitor social media activity for compliance with regional regulations and firm policies.
  • Review marketing and advertising materials for regulatory and internal compliance.
  • Provide timely, practical compliance guidance to marketing and sales teams.
  • Develop and enhance technology processes supporting marketing compliance reviews.
  • Apply compliance requirements across investment advisory and distribution activities.
  • Collaborate with marketing, product management, operations, Legal and Compliance, and other global teams.

Requirements

  • Bachelor’s degree or international equivalent, preferably in accounting, business, finance, or economics.
  • FINRA Series 7 and Series 24 licenses; firm sponsorship and study time are provided.
  • Strong organizational, multitasking, written communication, and verbal communication skills.
  • Ability to work independently while collaborating effectively with a team.
  • Accountability, urgency, and adaptability in a fast-paced environment.
  • Prior compliance experience in investment management or financial services is advantageous.

Nice to have

  • Knowledge of mutual funds, ETFs, private funds, fixed income, equities, and alternative investments.

Culture & Benefits

  • Full-time position within the Legal and Compliance Department.
  • Inclusive, high-performance culture centered on Collaboration, Openness, Responsibility, and Excellence.
  • Early-career exposure to diverse investment products and global compliance initiatives.
  • Base salary complemented by a discretionary performance-based bonus.

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