12 дней назад
Analyst, Compliance - Marketing (Financial Services)
75 000 - 81 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Analyst, Compliance - Marketing (Financial Services): Reviewing marketing, advertising, and social media materials for regulatory and firm-policy compliance with an accent on investment management products, compliance guidance, and technology-enabled review processes. Focus on monitoring fast-moving marketing activity, applying compliance requirements across advisory and distribution activities, and building cross-functional solutions with marketing, product management, and operations.
Location: Austin, TX, USA; based in the Austin office
Salary: $75,000–$81,000 base salary per year, plus a discretionary bonus
Company
is an investment management firm specializing in active fixed income and public and private market solutions.
What you will do
- Monitor social media activity for compliance with regional regulations and firm policies.
- Review marketing and advertising materials for regulatory and internal compliance.
- Provide timely, practical compliance guidance to marketing and sales teams.
- Develop and enhance technology processes supporting marketing compliance reviews.
- Apply compliance requirements across investment advisory and distribution activities.
- Collaborate with marketing, product management, operations, Legal and Compliance, and other global teams.
Requirements
- Bachelor’s degree or international equivalent, preferably in accounting, business, finance, or economics.
- FINRA Series 7 and Series 24 licenses; firm sponsorship and study time are provided.
- Strong organizational, multitasking, written communication, and verbal communication skills.
- Ability to work independently while collaborating effectively with a team.
- Accountability, urgency, and adaptability in a fast-paced environment.
- Prior compliance experience in investment management or financial services is advantageous.
Nice to have
- Knowledge of mutual funds, ETFs, private funds, fixed income, equities, and alternative investments.
Culture & Benefits
- Full-time position within the Legal and Compliance Department.
- Inclusive, high-performance culture centered on Collaboration, Openness, Responsibility, and Excellence.
- Early-career exposure to diverse investment products and global compliance initiatives.
- Base salary complemented by a discretionary performance-based bonus.
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