11 дней назад
Compliance, FCC-Data, Systems, and Innovation, Vice President (Financial Crime Compliance Data)
Мэтч & Сопровод
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Описание вакансии
Текст:
TL;DR
Compliance, FCC-Data, Systems, and Innovation, Vice President (Financial Crime Compliance Data): Building oversight capabilities and tools for AML data governance, control monitoring, issue resolution, and risk analytics with an accent on data integrity, analytics, and automation. Focus on mapping data across platforms, querying and transforming large datasets, investigating FCC controls, and coordinating cross-divisional projects.
Location: Salt Lake City, Utah, United States; office-based role
Company
is a global investment banking, securities, and investment management firm founded in 1869, with offices worldwide.
What you will do
- Deliver FCC data oversight covering monitoring, issue resolution, control optimization, and proactive risk analytics.
- Capture, analyze, and document business requirements and functional specifications.
- Source data, define data requirements, map data across platforms, and maintain data integrity.
- Support AML risk analytics to identify control gaps, inefficiencies, and opportunities in data and reporting.
- Build and improve tools that automate workflows, strengthen controls, and provide real-time insights into trends, risks, and performance drivers.
- Coordinate projects and collaborate with technology, operations, business, and other divisional partners while conducting FCC control reviews and testing.
Requirements
- At least 5 years of analytical experience in Financial Crimes Compliance, with an emphasis on data governance or analytics.
- Bachelor’s degree in Engineering or Technology with relevant professional experience.
- Experience with data lakes, Tableau, QlikSense or QlikView, Excel pivot tables and VLOOKUPs, or comparable analytics and visualization tools.
- Strong understanding of data models, databases, data generation, and data mapping across platforms.
- Strong SQL, Python, C++, or comparable programming and querying skills, including the ability to transform large datasets.
- Excellent organization, project management, communication, prioritization, independent execution, and team management skills.
Culture & Benefits
- Work within an independent Compliance control function and the firm’s second line of defense.
- Collaborate with professionals from legal, accounting, sales, trading, technology, operations, and business backgrounds.
- Access training and development opportunities, firmwide networks, wellness programs, and personal finance resources.
- Join a workplace committed to diversity, inclusion, and reasonable accommodations during the recruiting process.
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