5 дней назад
Independent Compliance Risk Manager (Marketing)
90 000 - 125 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Independent Compliance Risk Manager (Marketing) (Fintech): Overseeing marketing compliance and advertising risk across financial services channels with an accent on consumer protection regulations, regulatory controls, and clear customer disclosures. Focus on reviewing marketing assets, developing compliance standards, mitigating regulatory risks, and improving AI-supported review systems while maintaining human oversight.
Location: San Francisco, CA or Lehi, UT, United States. Hybrid work model with in-office attendance on Tuesdays, Wednesdays, and Thursdays; remote placement is not considered. Local hours are required, primarily PT or MT. Travel to offices or other locations may be required.
Salary: $90,000–$125,000 annual base salary, plus potential equity and annual bonus.
Company
provides consumer-focused financial services through focused products, a mobile-first experience, and clear terms.
What you will do
- Provide independent oversight and guidance for the Bank’s marketing compliance program.
- Establish and maintain marketing compliance standards, policies, procedures, and controls.
- Review and approve email, web, digital advertising, landing pages, social media, direct mail, and other customer communications.
- Assess regulatory risks and controls across marketing processes and campaigns with Marketing, Legal, Product, and Risk.
- Maintain marketing communications guidance and approved disclosures as requirements evolve.
- Improve automated marketing asset review systems, using AI where appropriate while maintaining human oversight.
Requirements
- 4+ years of experience in marketing compliance, consumer protection, or financial services compliance.
- Bachelor’s degree or higher, or an equivalent combination of education and experience.
- Strong knowledge of ECOA, UDAAP, TILA, CAN-SPAM, Fair Lending requirements, and related risk controls.
- Strong communication, influencing, analytical, critical-thinking, organizational, and judgment skills.
- Ability to collaborate with Marketing, Legal, Product, Risk, and other business teams in a fast-paced environment.
- Ability to use AI to improve marketing content and compliance reviews while protecting data sensitivity and applying appropriate human validation.
Nice to have
- Certified Regulatory Compliance Manager (CRCM) or similar certification.
- Experience supporting regulatory examinations and compliance audits, including corrective actions.
- Proficiency with Excel, PowerPoint, Visio, and other Microsoft Office tools.
Culture & Benefits
- Medical, dental, and vision plans for employees and their families.
- 401(k) match and health and wellness programs.
- Flexible time off policies for salaried employees.
- Up to 16 weeks of paid parental leave.
- Commitment to fairness, simplicity, diversity, equity, and inclusion.
Hiring process
- Some interviews may be recorded, transcribed, and summarized using AI tools.
- Candidates may opt out of interview recording, transcription, and summarization before a scheduled interview.
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