2 дня назад
Compliance, Enterprise Compliance Office - Risk Management, Associate, Dallas (Financial Services)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Compliance, Enterprise Compliance Office - Risk Management, Associate, Dallas (Financial Services): Designing and governing firmwide regulatory change management and compliance risk management processes with an accent on regulatory analysis, issue management, and stakeholder coordination. Focus on translating complex regulatory requirements into actionable programs, improving horizon scanning and automation, and supporting remediation across Compliance and business functions.
Location: Dallas, TX, United States; onsite at the Dallas office
Company
is a global investment banking, securities and investment management firm with offices worldwide.
What you will do
- Support the design and implementation of strategic regulatory change management processes.
- Align and continuously improve the strategy for managing regulatory changes across Compliance and the firm.
- Engage stakeholders to prioritize implementation plans, manage volumes, and drive strategic decisions.
- Oversee consistency across compliance pillars and divisions and identify improvement opportunities.
- Manage vendor content and support the implementation of a strategic horizon-scanning solution.
- Identify automation opportunities and represent Compliance in remediation efforts.
Requirements
- 4+ years of experience in compliance or risk management within financial services or consulting.
- Bachelor’s degree.
- Experience with issue management, internal control frameworks, quality assurance, or second-line review and challenge.
- Strong understanding of compliance program mandates and operational risk frameworks.
- Excellent analytical, problem-solving, critical-thinking, reporting, and project management skills.
- Advanced PowerPoint and Excel skills, with strong communication and stakeholder relationship-building abilities.
Culture & Benefits
- Independent compliance function operating as part of the firm’s second line of defense.
- Opportunities for professional and personal development through training and firmwide networks.
- Benefits include wellness and personal finance offerings and mindfulness programs.
- Commitment to diversity, inclusion, and reasonable accommodations during recruitment.
Будьте осторожны: если работодатель просит войти в их систему, используя iCloud/Google, прислать код/пароль, запустить код/ПО, не делайте этого - это мошенники. Обязательно жмите "Пожаловаться" или пишите в поддержку. Подробнее в гайде →
Похожие вакансии
7 дней назад
Senior Consumer and Operational Compliance Risk Specialist
89 600 - 149 300$
8 дней назад
Director, Compliance Operations
2 дня назад
Compliance Consultant - Contract to Hire
92 450 - 114 203$
8 дней назад
Compliance Analyst, Audit Assurance
7 дней назад
Director, Compliance
111 000 - 140 000$
7 дней назад