4 дня назад
Director, Compliance Operations
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Director, Compliance Operations (Insurance Compliance/Insurtech): Operating and integrating the Life & Annuity compliance program across reporting, monitoring, testing, and acquired business units with an accent on governance cadence, executive metrics, remediation, and audit-ready evidence. Focus on designing suitability and best-interest testing, integrating acquired operations, driving cross-functional initiatives to closure, and developing AI-assisted compliance workflows.
Location: Dallas, TX, United States
Company
is an independent distributor of life, health, and wealth insurance products with a strong insurtech focus, serving independent agents and clients nationwide.
What you will do
- Own the Life & Annuity compliance operating rhythm, including governance forums, reporting calendars, escalation paths, dashboards, and executive reporting.
- Plan, execute, and report on monitoring and testing across suitability, best interest documentation, replacements and exchanges, disclosures, and advertising review workflows.
- Track remediation of control gaps and findings through documented closure while maintaining audit-ready evidence.
- Lead compliance integration for newly acquired and previously acquired business units, assessing practices against segment standards and establishing remediation milestones.
- Drive cross-functional compliance initiatives, procedures, and standard operating procedures through completion without direct authority over all participants.
- Identify automation and efficiency opportunities, including AI-assisted monitoring, reporting, and documentation workflows, while leading and developing the compliance operations team.
Requirements
- Bachelor’s degree in business, legal studies, insurance, operations management, or a related field.
- 8–12 years of compliance experience, including substantial experience in compliance operations, monitoring and testing, or program management.
- Experience owning monitoring or testing programs, building executive and governance reporting, and driving cross-functional initiatives to closure.
- Experience integrating acquired businesses into an existing compliance operation and leading analysts or senior analysts.
- Strong analytical, data, organizational, written communication, and stakeholder coordination skills.
- Proficiency in Microsoft Office Suite, including strong Excel and PowerPoint capabilities.
Nice to have
- SILA-F, AIRC, ACS, CCEP, or comparable compliance designation.
- Experience in a distribution, IMO, FMO, or agency environment.
- Experience with GRC platform reporting and workflow configuration.
- Lean, Six Sigma, PMP, or CAPM certification.
- Familiarity with life and annuity suitability, best-interest, and advertising review requirements.
Culture & Benefits
- Family-like environment focused on employee support and professional development.
- Hyper-growth, acquisition-driven company with opportunities for career advancement.
- Competitive compensation package and benefits supporting employees and their families.
- Work supporting independent agents and clients across the United States.
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