5 дней назад
Analyst, Client Services (Capital Markets)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Analyst, Client Services (Capital Markets): Supporting institutional clients through onboarding, due diligence, and regulatory reporting with an accent on AML/KYC reviews, Dodd-Frank and OTC requirements, and accurate client documentation. Focus on assessing client risk, coordinating with sales, trading, legal, credit, and operations teams, and maintaining compliant data and processes under shifting priorities.
Location: Toronto, Canada; hybrid arrangement with 2–3 days per week in the office and the remaining days remote. Applicants must be legally eligible to work in Canada and may need a valid work or study permit.
Company
is a relationship-oriented bank providing banking and capital markets services for institutional and other clients.
What you will do
- Serve as the main point of contact for new and existing Global Markets clients during onboarding and ongoing reviews.
- Complete Anti-Money Laundering and Know Your Client due diligence, including client risk assessments.
- Collect client documentation and Swap Dealer, Dodd-Frank, and over-the-counter reporting information.
- Coordinate assigned cases with sales and trading desks, credit, legal, operations, business sponsors, and responsible teams.
- Maintain accurate client data in onboarding systems and applications while meeting audit, examination, and quality assurance standards.
- Support periodic reviews, offboarding, special projects, and temporary assignments.
Requirements
- Financial background with at least 1 year of experience in AML/KYC, Dodd-Frank, and OTC reporting, preferably in Capital Markets and a customer-facing role.
- Knowledge of Capital Markets products and services, AML/KYC requirements, and applicable Canadian and US reporting obligations.
- Strong working experience with Microsoft Word, PowerPoint, and Excel.
- Strong attention to detail, analytical thinking, communication, prioritization, and multitasking skills.
- Legal eligibility to work in Canada; a valid work or study permit may be required.
Nice to have
- Canadian Securities Course, CFA, or postgraduate studies.
- Spanish language skills.
- Experience with FenX and other customer applications.
Culture & Benefits
- Hybrid work arrangement with flexibility to manage work activities.
- Competitive compensation and banking benefits.
- Wellbeing support and employee and family assistance programs.
- Recognition programs and opportunities for professional development.
- Inclusive and accessible candidate and employee experience.
Hiring process
- Candidate assessments may include an attribute-based assessment and skills tests such as simulations, coding, or French proficiency evaluations.
- Artificial intelligence tools may be used during recruitment.
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