Compliance Manager FCC (AML/KYC)

Location: Hybrid work in Toronto at 483 Bay Street until approximately late 2026, then at the new Mississauga office at 3 Robert Speck Parkway. Current work authorization for Canada is required.

Salary: CAD 49.00–77.00 per hour

Company

Fidelity Clearing Canada is an independent Canadian clearing broker and custodian providing trade execution, clearing, custody, and back-office services to Canadian brokerage firms and the Canadian brokerage arms of U.S.-based firms.

What you will do

• Manage the end-to-end review and opening of complex accounts, including trusts, foreign entities, and other non-common structures.
• Review documentation and due diligence, provide guidance to clients, and ensure compliance with AML, KYC, QI, FATCA, CRS, and other regulatory requirements.
• Collaborate with operations, compliance, legal, audit, and risk teams to improve processes and resolve complex account requests.
• Develop and deliver training materials and guidance for internal teams and clients on complex accounts and regulatory requirements.
• Support CRM II monitoring, pricing reviews, risk workflows, policy updates, regulatory inquiries, and incident escalation.
• Assist with regulatory reporting of high-risk items to FINTRAC or CIRO and maintain supporting records.

Requirements

• University degree in a related field or equivalent experience.
• At least 5 years of experience in broker/dealer relations, compliance, or operations, with a strong focus on complex account opening, KYC, AML, or regulatory compliance.
• In-depth knowledge of account opening, AML, KYC, and complex client structures, plus Canadian regulatory frameworks including FINTRAC, CIRO, CSA, QI, FATCA, and CRS.
• Strong analytical, problem-solving, organizational, communication, presentation, and interpersonal skills.
• Experience managing cross-functional process improvement or compliance technology implementation projects.
• High proficiency with Microsoft Excel and PowerPoint; current Canadian work authorization required.

Nice to have

• French language skills.
• Experience developing and testing internal controls.

Culture & Benefits

• Inclusive and diverse working environment with opportunities for professional development.
• Flexible hourly compensation model aligned with experience and qualifications.
• Hybrid working arrangement.
• Accommodation available during the selection process for candidates with disabilities.