2 дня назад
Associate Audit Director, Compliance Risk Management
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Associate Audit Director, Compliance Risk Management (Banking Compliance and Internal Audit): Leading risk-based audits, evaluating internal controls, and reporting compliance risks across banking operations with an accent on regulatory requirements, audit quality, and remediation oversight. Focus on developing multi-year audit plans, performing root cause analysis, applying data analytics, and leading auditor teams through complex control assessments.
Location: Phoenix, AZ, CityScape
Company
is a nationwide banking organization and wholly owned subsidiary of Western Alliance Bancorporation, operating through multiple legacy bank brands and financial services businesses.
What you will do
- Plan, lead, oversee, and complete risk-based audits across assigned compliance and banking coverage areas.
- Support annual risk assessments and develop multi-year audit plans, including resource planning and continuous monitoring.
- Evaluate internal controls against bank policies, federal and state banking regulations, IIA standards, and audit methodology.
- Review audit documentation, testing approaches, quality assessments, root cause analyses, and final audit reports.
- Monitor issue remediation, management action plans, validation testing, deadlines, and examination findings.
- Hire, coach, develop, and manage Auditor and Senior Auditor professionals while coordinating with other audit teams and co-source partners.
Requirements
- 8+ years of experience in Internal Audit, Risk Management, Regulatory Compliance, or a similar field.
- Bachelor’s degree in a related field.
- Intermediate to advanced knowledge of internal control analysis, risk assessment methodologies, COSO, IIA standards, FRB Supervisory Letter 13-1, GAAP, and/or Sarbanes-Oxley Sections 302/404.
- Advanced public speaking and written communication skills, with the ability to resolve complex problems and draw valid conclusions.
- One of the following certifications is required: CIA, CPA, CRCM, CAMS, RMA Credit Risk Certification, Certification in Control Self-Assessment, or Certification in Risk Management Assurance.
- Occasional travel is required.
Nice to have
- Previous leadership experience.
- Intermediate knowledge of data analytics tools.
Culture & Benefits
- Medical and dental insurance.
- Paid time off and a 401(k) matching program.
- Company ownership opportunity and tuition assistance.
- Employee volunteer and wellness programs.
- Ongoing training and opportunities to deepen business and financial knowledge.
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