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9 дней назад

Senior Advisor, Branch Manager Supervisory Principal

75 000 - 90 000$
Формат работы
remote (только USA)
Тип работы
fulltime
Грейд
senior
Английский
b2
Страна
US
Вакансия из списка Hirify.GlobalВакансия из Hirify Global, списка международных tech-компаний
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Описание вакансии

Текст:
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TL;DR
Senior Advisor, Branch Manager Supervisory Principal (Financial Services and Regulatory Supervision): Performing supervisory reviews, approving client accounts and transactions, and guiding advisors and branch leaders on regulatory and risk matters with an accent on suitability, compliance, and emerging-risk detection. Focus on interpreting evolving regulations, resolving complex supervisory issues, and strengthening processes that protect clients, advisors, and the firm.

Location: Remote Colorado, United States

Salary: $75,000–$90,000 per year

Company

hirify.global is a financial services firm focused on client-first service, integrity, independence, and long-term decision-making.

What you will do

  • Perform supervisory reviews and approvals of client accounts, transactions, and documentation.
  • Support producing branch managers, financial advisors, and branch associates with supervisory matters.
  • Research and resolve complex account, suitability, regulatory, and risk issues.
  • Monitor supervisory systems and reports to identify unusual activity, trends, and emerging risks.
  • Interpret firm policies, industry regulations, and supervisory standards, providing actionable guidance.
  • Collaborate with supervision leadership, field supervision, compliance, legal, operations, and branch leadership to resolve issues and improve processes.

Requirements

  • Bachelor’s degree from a four-year college or university, plus at least three years of experience in financial services or supervision, or an equivalent combination of education, training, and experience.
  • Series 7 and Series 9/10 or Series 24 required, with Series 66 or Series 65/63 also required, or the ability to obtain the licenses within an established timeframe.
  • Must be based in Colorado, United States, for this remote role.
  • Strong judgment, analytical ability, communication skills, and experience interpreting regulations are required.

Culture & Benefits

  • Full-time employment with remote workstyle.
  • Benefits may include medical, dental, vision, life, disability, critical illness, and accident insurance.
  • Retirement savings, paid vacation, holidays, sick leave, and parental leave may be available.
  • Travel is expected to be less than 25%.
  • Work is guided by developing, collaborating, deciding, delivering, and improving.

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