3 дня назад
Director of Regulatory Compliance (Insurance)
146 000 - 272 400$
Мэтч & Сопровод
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Описание вакансии
Текст:
TL;DR
Director of Regulatory Compliance (Insurance): Leading an enterprise regulatory compliance program and a team of approximately 20 associates across life insurance, annuities, securities-related activities, complaints, suitability, and unclaimed property with an accent on proactive, integrated, and data-driven compliance risk management. Focus on evolving the compliance operating model, strengthening risk monitoring and reporting, translating complex regulations into business guidance, and anticipating regulatory change.
Location: Saint Paul, Minnesota campus; hybrid arrangement with three office days per week for associates within a 90-minute commuting distance
Salary: $146,000–$272,400 base pay
Company
is an insurance and financial services organization providing life insurance, annuity, securities-related, and specialty insurance products.
What you will do
- Lead the enterprise regulatory compliance program and approximately 20 associates, including compliance sub-team leaders.
- Oversee compliance activities covering life insurance and annuity administration, securities-related activities, complaints, suitability and replacements, unclaimed property, monitoring, and oversight.
- Partner with business lines and Operations to identify regulatory risks and develop practical risk-management approaches.
- Evaluate and evolve the regulatory compliance operating model, clarifying responsibilities, accountabilities, and ways of working.
- Strengthen proactive risk identification, assessment, monitoring, quantification, reporting, and escalation.
- Develop policies, training, tools, monitoring practices, and future compliance leaders while anticipating regulatory developments.
Requirements
- 15+ years of relevant experience in compliance, risk, legal, or regulatory functions.
- Significant experience in the insurance industry and 5+ years of leadership experience.
- Experience leading leaders, developing high-performing teams, and influencing senior stakeholders across business areas.
- Experience navigating complex regulatory requirements and providing practical, business-oriented compliance guidance.
- Strong communication and relationship-building skills with business partners and compliance professionals.
- Ability to work in the hybrid arrangement at the Saint Paul campus when within commuting distance.
Nice to have
- Experience leading compliance program enhancements or transformation in an insurance organization.
- Experience with organizational redesign or compliance operating-model changes.
- Experience managing regulatory examinations and interactions with regulators.
- Familiarity with individual insurance, employer voluntary benefits, specialty lines insurance, and securities-related activities.
- Juris Doctor degree.
Culture & Benefits
- Hybrid work combining virtual work with collaboration in company offices.
- Paid time off, flexible parental, caregiver, bereavement, and military leave, plus nine paid holidays.
- Company-funded pension plan and 401(k) contributions tied to company performance.
- Medical, dental, and vision coverage for eligible associates and family members from the first day of employment.
- Paid volunteer time, matching gifts, and associate resource groups supporting community and inclusion.
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