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4 дня назад

Sales Supervision Manager - Centralized Supervision Unit (Financial Services)

87 400 - 120 200$
Формат работы
hybrid
Тип работы
fulltime
Грейд
senior
Английский
b2
Страна
US
Вакансия из списка Hirify.GlobalВакансия из Hirify Global, списка международных tech-компаний
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Описание вакансии

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TL;DR
Sales Supervision Manager - Centralized Supervision Unit (Financial Services): Reviewing advisor-created marketing materials and retail communications for regulatory compliance with an accent on risk-based supervision, fiduciary standards, and advisor coaching. Focus on analyzing complex communications, improving supervisory processes, monitoring regulatory developments, and responding to examinations and investigations.

Location: Minneapolis, Minnesota; employees work in the office at least four days per week, with up to one day per week from home

Base salary: $87,400–$120,200 per year, plus potential variable compensation.

Company

hirify.global is a diversified financial services company providing financial planning, asset management, insurance, and advice to individual, small business, and institutional clients.

What you will do

  • Review advisor-created marketing materials, including print advertisements, videos, seminar and event materials, websites, social media, and other retail communications.
  • Conduct risk-based supervisory analyses and approve or reject applications, transactions, and communications with the public.
  • Communicate review outcomes to advisors, registered principals, and field leaders while assessing fiduciary and best-interest standards.
  • Coach advisors and collaborate on the development of compliant marketing materials.
  • Improve supervisory processes, share best practices, and increase operational efficiency.
  • Support regulatory examinations, investigations, and arbitration matters, including engagements with regulators and testimony when required.

Requirements

  • Bachelor’s degree or equivalent.
  • 5–7 years of relevant experience in financial services, customer service, communications, education, or a related field.
  • Active SIE license.
  • Ability to obtain Series 7 within 120 days and Series 24 within an additional 90 days; other licenses may be required depending on the function.
  • Strong analytical, problem-solving, written, and verbal communication skills, including the ability to deliver unfavorable messages.
  • Valid U.S. work authorization that does not now or in the future require visa sponsorship is required.

Culture & Benefits

  • Client-centric, relationship-based work environment focused on face-to-face collaboration and idea sharing.
  • Flexible hybrid arrangement with at least four days per week in the office and one day per week from home.
  • Vacation and sick time.
  • 401(k), health, dental, and life insurance benefits.
  • Potential bonus, commission, and/or long-term incentive compensation depending on the role.

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