Compliance Officer - Business Conduct (Fintech)

Location: Plano, Texas, United States

Company

hirify.global operates a proprietary trading platform that provides traders with capital, tools, and a trading community.

What you will do

• Own and manage the business conduct compliance program, including conduct policies, conflicts of interest, personal trading, confidential information, investigations, and disciplinary processes.
• Review and approve marketing, sales, advertising, affiliate, influencer, referral, testimonial, and performance-claim content.
• Set standards for customer-facing terms, disclosures, onboarding, support communications, billing, refunds, cancellations, discounts, and complaint handling.
• Maintain trader conduct, AML, KYC, sanctions, prohibited-jurisdiction, identity, and payment-abuse controls in partnership with risk, fraud, and trading operations.
• Embed disclosure, consent, recordkeeping, data protection, retention, and communication requirements into product and engineering workflows.
• Run monitoring, testing, investigations, training, remediation, and conduct-risk reporting for the Chief Compliance Officer, CEO, and Board.

Requirements

• Bachelor’s degree in Finance, Economics, Law, Business, or a related field; JD, MBA, or LLM preferred.
• 7+ years of experience in compliance, regulatory, legal, or risk roles, including advertising review, sales practices, or consumer-facing conduct.
• Working knowledge of FTC advertising and consumer protection guidance, including endorsements, testimonials, and performance-claim substantiation.
• Familiarity with futures, derivatives, retail trading products, AML, KYC, data governance, and customer communication requirements.
• Experience building conduct or marketing review programs in a fast-moving environment and operating with limited infrastructure.
• Applicants must already be authorized to work in the applicable country; visa sponsorship and immigration assistance are not available.

Nice to have

• Compliance experience at a proprietary trading firm, brokerage, trading education company, fintech, or another business using performance-based marketing.
• Experience with affiliate, influencer, partner, paid media, or creative approval compliance programs.
• Exposure to trade surveillance, trading platform mechanics, algorithmic trading, or automated trading behavior.
• CAMS, CCEP, CRCM, or similar certification.
• Experience with Actimize, NICE, Smarsh, Global Relay, or similar compliance and surveillance tools.

Culture & Benefits

• Work in a fast-moving, growth-oriented proprietary trading business.
• Partner cross-functionally with marketing, growth, product, trading operations, risk, legal, engineering, UX, finance, and support.
• Comprehensive benefits and performance-based incentives are offered.
• Equal employment opportunity and workplace accommodations are provided.