4 дня назад
Vice President II, Securities Lending Sales and Trading (Fintech)
211 200 - 352 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Vice President II, Securities Lending Sales and Trading (Fintech): Advancing LPL's securities lending and funding capabilities through institutional relationship management, daily trading execution, inventory and collateral optimization, and technology-enabled solutions with an accent on securities finance strategy, risk management, and fiduciary discipline. Focus on managing bilateral and conduit trading books, executing repo and funding activities, mitigating counterparty and liquidity risks, and developing scalable products with cross-functional teams.
Location: New York, United States; onsite
Salary: $211,200–$352,000 per year
Company
is a large U.S. wealth management firm supporting financial advisors and institutions with investment solutions, fintech tools, custody, and practice management services.
What you will do
- Partner with the Head of Securities Lending to develop and implement a securities lending program aligned with business objectives and risk appetite.
- Manage and negotiate U.S. domestic bilateral and conduit hard-to-borrow trading books, as well as easy-to-borrow revenue and funding capabilities.
- Execute and oversee tri-party repo, pledging, funding, borrowing, lending, short sales, corporate actions, dividend activity, recalls, and buy-ins.
- Optimize margin, fully paid inventory, collateral, liquidity, and funding processes while mitigating counterparty, market, operational, legal, and regulatory risks.
- Build relationships with institutional counterparties, service providers, prospective clients, advisors, and internal stakeholders.
- Collaborate with Risk, Legal, Compliance, Operations, Technology, Credit, Finance, and Regulatory Reporting to create scalable controls, policies, and product improvements.
Requirements
- At least 15 years of progressive experience in securities lending, securities finance, and capital management.
- Deep experience with institutional counterparties, margin, fully paid inventory, conduit books, tri-party repo, collateral, liquidity, and funding.
- Experience with trade lifecycle management, corporate actions, dividend activity, short-sale settlement, recalls, buy-ins, T+1 settlement, and counterparty risk mitigation.
- Active FINRA Series 7 and Series 63 licenses.
- Experience with Bloomberg, FIS Loanet, Smartloan, DTCC, OCC, and Microsoft Office.
- Bachelor’s degree in Finance, Economics, Business Administration, or a related field is preferred.
Nice to have
- Experience integrating fintech or regulatory technology solutions, including familiarity with SFTR.
- Experience launching securities lending prospects, products, or revenue strategies in a complex broker-dealer or investment advisory environment.
Culture & Benefits
- Collaborative, fast-paced, team-oriented working environment.
- Health benefits, 401(k) matching, employee stock options, and paid time off.
- Volunteer time off and additional total rewards.
- Focus on integrity, continuous improvement, client success, and cross-functional collaboration.
Hiring process
- Application and recruiter-led discussion of compensation and total rewards.
- Interviews are conducted directly through an official @lplfinancial.com email address.
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