3 дня назад
Regulatory Compliance Analyst (Prediction Markets)
56 000 - 70 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Regulatory Compliance Analyst (Prediction Markets): Conducting trade practice surveillance and supporting regulatory filings, investigations, and exchange policy updates with an accent on CFTC compliance, market integrity, and operational coverage. Focus on identifying potential violations, monitoring market participation and underlying industries, and maintaining continuous surveillance during rotating market-hour shifts.
Location: Remote - US
Salary: USD 56,000–70,000 per year, plus bonus, equity, and applicable benefits.
Company
is a publicly traded technology company headquartered in Boston and operating as a regulated gaming company.
What you will do
- Conduct daily trade practice surveillance and support new customer onboarding.
- Assist with accurate and timely regulatory filings to the CFTC.
- Review and update exchange policies and procedures for compliance with the Commodity Exchange Act and CFTC regulations.
- Identify, investigate, and escalate potential trade practice violations.
- Partner with the regulatory team on investigations and regulatory reporting.
- Monitor market participation, relevant news, and the economic performance of industries underlying exchange contracts while providing rotational market-hour coverage.
Requirements
- At least one year of experience in market regulation or compliance within a DCM, exchange, broker-dealer, or regulatory oversight body.
- Strong attention to detail and accountability when handling sensitive or time-critical data.
- Flexibility to support rotating shifts during live market coverage windows.
- A gaming license issued by the appropriate state agency may be required as a condition of employment.
Nice to have
- Familiarity with case management and market surveillance tools.
- Interest in prediction markets, sports trading, or financial markets.
Culture & Benefits
- AI is used to improve customer experiences, streamline operations, and support decision-making.
- Compensation may include bonus, equity, and applicable benefits.
- Guidance is provided through the gaming-license process when relevant to the role.
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