Sr Analyst, Regulatory Advisory Compliance

Location: Owings Mills, Maryland, United States; hybrid work with up to one day per week from home. Applicants must have U.S. work authorization without current or future visa sponsorship requirements.

Base salary: $87,000–$148,000 annually for Maryland, Colorado, Washington, and remote workers.

Company

hirify.global is a global asset management organization providing equity, fixed-income, and multi-asset investment solutions to individuals, advisors, institutions, and retirement plan sponsors.

What you will do

• Manage registration and licensing activities for broker-dealer registered representatives and investment adviser representatives, including registrations, amendments, renewals, and terminations.
• Coordinate fingerprinting requirements and maintain accurate records in FINRA CRD and internal compliance systems.
• Monitor registration and licensing obligations, deadlines, and ongoing compliance requirements.
• Coordinate responses to FINRA and state regulatory inquiries, audits, and examinations by gathering and reviewing documentation.
• Prepare registration, licensing, and compliance reports and support process improvements.
• Partner with Compliance, Legal, HR, and business teams to resolve regulatory issues and research emerging compliance matters.

Requirements

• Bachelor’s degree or equivalent combination of education and relevant experience.
• At least five years of relevant work experience.
• FINRA Series 7 and Series 24 registrations required; the Series 24 license may be obtained within six months of hire if not currently held.
• Experience or knowledge in compliance, registration, licensing, or regulatory operations within financial services.
• Ability to interpret and apply FINRA, MSRB, and SEC rules with precision.
• U.S. work authorization without visa sponsorship is required.

Nice to have

• Active FINRA Series 7 and Series 24 registrations.
• Familiarity with FINRA CRD.
• Advanced proficiency in Excel and Word, plus experience with Microsoft Power BI.
• Experience identifying risks, analyzing trends and root causes, and improving processes.

Culture & Benefits

• Hybrid work schedule with up to one remote day per week.
• Annual bonus eligibility and competitive compensation.
• Retirement plan and health and wellness benefits, including online therapy.
• Paid time off for vacation, illness, medical appointments, and volunteering.
• Family care resources, including fertility and adoption benefits.