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Paralegal, Capital Markets (Digital Assets)
Мэтч & Сопровод
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Описание вакансии
Текст:
TL;DR
Paralegal, Capital Markets (Digital Assets): Coordinating SEC reporting, registration statements, and capital markets transactions for a digital asset investment platform with an accent on EDGAR filings, disclosure accuracy, and regulatory deadlines. Focus on managing multi-workstream filing timelines, supporting registered offerings, coordinating due diligence, and maintaining corporate governance records.
Location: Stamford, Connecticut, United States
Company
is a digital asset-focused investment platform offering institutional-grade digital asset investment products and investment solutions in the United States.
What you will do
- Coordinate the preparation, review, and EDGAR filing of 10-K, 10-Q, 8-K, S-1, S-3, and related disclosure documents.
- Maintain SEC filing calendars, statutory deadlines, internal review cycles, sign-offs, exhibit lists, and incorporation-by-reference checklists.
- Support capital markets transactions, including registered offerings and continuous offerings by exchange-traded funds.
- Prepare closing checklists, signature pages, officer’s certificates, closing sets, and prospectus supplements.
- Coordinate due diligence with underwriters, auditors, outside counsel, Finance, Compliance, and other stakeholders.
- Support corporate governance activities, including board materials, resolutions, minutes, corporate records, and shareholder meeting materials.
Requirements
- Bachelor’s degree and/or paralegal certificate from an ABA-approved program, or equivalent experience.
- 4–7 years of corporate, securities, or capital markets paralegal experience.
- Hands-on experience preparing and filing 10-Ks, 10-Qs, 8-Ks, S-1s, and S-3s through EDGAR.
- Experience supporting registered offerings, follow-ons, ATM programs, or private placements, including closing mechanics and due diligence.
- Knowledge of Section 16 reporting, Rule 144, and public company disclosure obligations.
- Strong project management, attention to detail, organization, communication, discretion, and ability to manage deadline-driven work independently.
Nice to have
- Experience with Workiva, Donnelley Active Disclosure, Diligent Boards, or Boardvantage.
- Advanced Microsoft Word, PowerPoint, and Excel skills.
- Familiarity with AI tools for legal workflow and efficiency.
- Experience in crypto, fintech, asset management, or digital asset products.
Culture & Benefits
- Collaboration with in-house counsel, outside counsel, Finance, Compliance, auditors, underwriters, and other third parties.
- Work within an institutional investment platform focused on digital assets.
- Equal opportunity workplace committed to diversity and nondiscrimination.
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