9 часов назад
Senior Compliance Analyst - Advertising Reviewer (Hybrid)
80 000 - 90 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Senior Compliance Analyst - Advertising Reviewer (Hybrid) (Insurance and Securities Advertising Compliance): Reviewing and approving company, product, and producer advertising materials for compliance with federal and state requirements with an accent on regulatory interpretation, filings, and advertising controls. Focus on maintaining review-system rules and compliance records, supporting audits, and advising business partners on current and proposed regulations.
Location: Hybrid office environment with three days in office in Baltimore, Cedar Rapids, Denver, or Philadelphia.
Salary: $80,000–$90,000 annually, plus potential eligibility for an annual bonus.
Company
is an international financial services company providing insurance, retirement, investment, and employee benefit solutions.
What you will do
- Review and approve company, product, and producer advertising materials for compliance with state and federal laws and regulations.
- Determine whether advertising regulatory filings are required and coordinate submissions when needed.
- Build and maintain rules in the advertising review system and retain final advertising copies and related documentation.
- Participate in regulatory and corporate audits focused on advertising compliance.
- Research and interpret current, new, and proposed regulatory requirements and advise business partners on their impact.
- Maintain policies, procedures, compliance logs, and files; support team research, training, and special projects.
Requirements
- Bachelor’s degree in business, marketing, pre-law, or a related field, or equivalent education and experience.
- At least four years of regulatory, securities, or advertising compliance experience.
- Comprehensive knowledge of insurance advertising laws and regulations.
- FINRA Series 6 and 26 licenses, or the ability to obtain them within 90 days.
- Strong written and verbal communication, analytical, and research skills.
- Proficiency with Microsoft Office tools.
Nice to have
- Comprehensive knowledge of securities advertising laws and rules.
- FINRA Series 7 and 24 licenses.
Culture & Benefits
- Full-time employment in a collaborative environment focused on accountability, inclusion, and work-life balance.
- Medical, dental, vision, disability, pension, and 401(k) matching benefits for eligible employees.
- Paid time off starting at 160 hours annually in the first year and ten paid holidays per year.
- Tuition reimbursement, career training and development, employee discounts, and an employee stock purchase plan.
- Parental leave, adoption assistance, backup care, wellness programs, employee assistance, and volunteer time off.
- Employee resource groups and inclusion and diversity programs.
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