Назад
Company hidden
9 дней назад

AVP, ISP Risk Management

120 000 - 140 000$
Формат работы
hybrid
Тип работы
fulltime
Грейд
head
Английский
b2
Страна
US
Вакансия из списка Hirify.GlobalВакансия из Hirify Global, списка международных tech-компаний
Для мэтча и отклика нужен Plus

Мэтч & Сопровод

Для мэтча с этой вакансией нужен Plus

Описание вакансии

Текст:
/
TL;DR
AVP, ISP Risk Management (Securities Operations): Managing risk, controls, testing, fraud response, and regulatory assurance across Securities Operations with an accent on risk-based assessments, control effectiveness, and remediation governance. Focus on maintaining risk and control matrices, overseeing business and third-party testing, coordinating compliance findings, and leading fraud investigation protocols.

Location: Hybrid in Duluth, GA, United States

Salary: $120,000–$140,000 per year

Company

hirify.global provides financial services and operates Securities Operations functions supported by risk, compliance, and control programs.

What you will do

  • Develop and maintain the ISP risk register and control matrix, mapping operational risks to controls and identifying design weaknesses and control gaps.
  • Oversee business assessment testing, process walkthroughs, data-driven testing enhancements, root cause analysis, and risk reporting.
  • Coordinate third-party onsite reviews and maintain comprehensive risk-based documentation.
  • Serve as the risk management contact for Compliance Monitoring & Testing, coordinating findings, remediation plans, risk acceptance decisions, and issue escalation.
  • Lead the ISP fraud operations program, including investigation protocols, governance standards, escalation thresholds, and coordination with cybersecurity and privacy teams.
  • Prepare documentation for internal audits, regulatory examinations, and independent reviews while managing evidence requests and response deadlines.

Requirements

  • 5+ years of managerial experience and experience overseeing a team of approximately eight people.
  • Securities licenses such as Series 6/26 or equivalent.
  • Deep understanding of risk management and quality control testing methodologies.
  • Experience with regulatory requirements, compliance monitoring, control assessments, remediation, and audit preparation.
  • Ability to perform risk analysis, root cause analysis, process walkthroughs, and control effectiveness evaluations.
  • Must work in a hybrid arrangement in Duluth, Georgia; visa sponsorship is not available now or in the future.

Culture & Benefits

  • Day-one health, dental, and vision insurance.
  • 401(k) plan with an employer match.
  • Vacation, sick, holiday, and volunteer time off.
  • Life and disability insurance, flexible spending account, and health savings account.
  • Professional development and tuition reimbursement.
  • Company-sponsored social and philanthropy events.

Будьте осторожны: если работодатель просит войти в их систему, используя iCloud/Google, прислать код/пароль, запустить код/ПО, не делайте этого - это мошенники. Обязательно жмите "Пожаловаться" или пишите в поддержку. Подробнее в гайде →