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12 часов назад

Senior Compliance Officer

Формат работы
hybrid
Тип работы
fulltime
Грейд
senior
Английский
b2
Страна
Japan
Вакансия из списка Hirify.GlobalВакансия из Hirify Global, списка международных tech-компаний
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Описание вакансии

Текст:
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TL;DR
Senior Compliance Officer (Financial Services): Advising on Japanese regulatory compliance and overseeing filings, regulator relations, governance frameworks, policies, controls, and marketing compliance with an accent on alternative investment and asset management activities. Focus on designing compliance programs, managing AML/CFT and sanctions oversight, addressing conflicts of interest, and reporting regulatory matters to senior management and governance committees.

Location: Tokyo, Japan; hybrid schedule with at least four days per week in the designated office and one day outside an hirify.global office

Company

hirify.global is a global investment management firm providing investment strategies and vehicles to clients worldwide.

What you will do

  • Provide regulatory compliance advice and interpret Japanese laws, rules, and regulatory guidelines for business operations.
  • Act as a primary contact for regulators, prepare regulatory filings and notifications, and coordinate responses to inspections, inquiries, and data requests.
  • Design, implement, and monitor compliance programs, policies, procedures, internal controls, and governance frameworks for the APAC private markets business.
  • Review marketing materials, solicitation practices, suitability checks, complaint handling, conflicts of interest, and related-party transactions.
  • Support AML/CFT and sanctions compliance, ethics frameworks, information barriers, personal account dealing, and gifts and entertainment controls.
  • Deliver compliance training and provide reporting and escalation to senior management, the Board, and relevant committees.

Requirements

  • At least 10 years of regulatory compliance advisory experience in financial services or asset management.
  • Strong knowledge of Japanese financial services regulations and regulatory expectations for alternative investment businesses.
  • More than 10 years of experience with alternative investment products, including real estate and private credit, is strongly preferred.
  • Strong written and verbal English communication skills required.
  • Excellent integrity, organization, attention to detail, stakeholder management, and communication skills.
  • Ability to work independently, manage multiple projects, handle confidential matters, and operate effectively in a pressured environment.

Nice to have

  • Korean regulatory knowledge and Korean language skills.
  • Training and coaching experience.
  • ARES Certified Master or Real Estate Transaction Specialist qualification.

Culture & Benefits

  • Hybrid workplace model with a structured office attendance schedule.
  • Annual leave and flexible paid time off.
  • Learning and development programs.
  • Health and wellbeing benefits.
  • Parental leave benefits and an employee stock purchase plan where applicable.

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