10 дней назад
Senior Consultant, Regulatory Compliance Management
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Senior Consultant, Regulatory Compliance Management (Regulatory Compliance): Leading oversight activities and advisory services for CIBC’s US Corporate Function Compliance team, covering regulatory requirements and controls across accessibility, data management, stress testing, and operations with an accent on risk assessment, regulatory monitoring, and control effectiveness. Focus on analyzing regulatory changes, coordinating remediation of deficiencies, and strengthening compliance policies and controls with business stakeholders.
Location: Toronto, Canada; hybrid arrangement with 2–3 days per week on-site and the remaining days remote
Company
is a relationship-oriented bank serving clients through modern banking services and a values-driven workplace.
What you will do
- Lead Oversight Function activities within the US Corporate Function Compliance team and report to the Head of US CFC & Regulation W Compliance.
- Monitor regulatory developments, assess their impact, review complex documentation, and communicate actionable guidance to business units and portfolio managers.
- Conduct risk assessments, evaluate new initiatives for regulatory risk, provide compliance advice, and coordinate remediation and deficiency management.
- Guide business units in establishing effective controls, policies, and procedures and maintain relationships with key stakeholders.
- Prepare compliance reports and metrics, maintain standardized documentation, and complete control effectiveness assessments.
- Lead process optimization and support execution of the Regulatory Compliance Management Program.
Requirements
- University degree and certification as a professional.
- 5–10 years of progressively responsible business experience.
- Expertise in complex legal and regulatory documentation, regulatory change monitoring, compliance controls, policies, and procedures.
- Deep understanding of risk assessment methodologies, control frameworks, and regulatory environments applicable to financial institutions.
- Strong verbal, written, and presentation skills, with the ability to manage multiple projects independently.
- Legally eligible to work in Canada and able to provide a valid work or study permit where applicable.
Culture & Benefits
- Hybrid work environment with flexibility to manage work activities.
- Competitive salary, incentive pay, banking benefits, and a benefits program.
- Defined benefit pension plan, employee share purchase plan, vacation offering, and wellbeing support.
- Paid Purpose Day dedicated to personal growth and development.
- Inclusive and accessible candidate and workplace experience.
Hiring process
- Possible attribute-based assessment and skills tests, including simulations or French proficiency testing where applicable.
- Artificial intelligence tools may be used during recruitment.
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