2 дня назад
Investment Compliance Analyst (Fixed Income)
78 800 - 92 600$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Investment Compliance Analyst (Fixed Income): Monitoring investment portfolios and trading activity for compliance with client guidelines, internal policies, and regulatory requirements with an accent on fixed-income securities, portfolio oversight, and pre-trade analysis. Focus on conducting what-if scenarios, resolving compliance issues with portfolio managers, and supporting the transition to the Aladdin compliance system.
Location: Pasadena, California, United States of America; hybrid
Salary: $78,800–$92,600 per year, plus potential bonuses, incentive packages, and company-sponsored benefits.
Company
is a global asset and wealth management firm operating across asset management, wealth management, and fintech.
What you will do
- Monitor assigned portfolios daily for compliance with client guidelines, internal policies, and regulations.
- Review trading activity and identify potential compliance issues.
- Partner with portfolio managers on pre-trade analysis and what-if scenarios for proposed strategies.
- Conduct monthly and quarterly portfolio compliance reviews.
- Collaborate with portfolio managers and client service colleagues to resolve compliance issues.
- Support the transition from the current compliance system to Aladdin.
Requirements
- In-depth knowledge of fixed-income securities and previous experience in the securities industry.
- Strong attention to detail, written documentation, and research skills.
- Ability to interpret written guidelines and legal documents.
- Proficiency with computer systems and software applications, with the ability to learn new technologies.
- Undergraduate degree in a related field or equivalent work experience.
- Strong organizational, communication, and interpersonal skills.
Culture & Benefits
- Three weeks of paid time off during the first year.
- Medical, dental, and vision insurance.
- 401(k) plan with an 85% company match, subject to IRS limits.
- Employee stock investment program and access to company funds without sales charges.
- Tuition and education assistance programs.
- Onsite fitness, recreation, and cafeteria facilities at applicable locations.
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