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2 дня назад

Investment Compliance Analyst (Fixed Income)

78 800 - 92 600$
Формат работы
hybrid
Тип работы
fulltime
Английский
b2
Страна
US
Вакансия из списка Hirify.GlobalВакансия из Hirify Global, списка международных tech-компаний
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Описание вакансии

Текст:
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TL;DR
Investment Compliance Analyst (Fixed Income): Monitoring investment portfolios and trading activity for compliance with client guidelines, internal policies, and regulatory requirements with an accent on fixed-income securities, portfolio oversight, and pre-trade analysis. Focus on conducting what-if scenarios, resolving compliance issues with portfolio managers, and supporting the transition to the Aladdin compliance system.

Location: Pasadena, California, United States of America; hybrid

Salary: $78,800–$92,600 per year, plus potential bonuses, incentive packages, and company-sponsored benefits.

Company

hirify.global is a global asset and wealth management firm operating across asset management, wealth management, and fintech.

What you will do

  • Monitor assigned portfolios daily for compliance with client guidelines, internal policies, and regulations.
  • Review trading activity and identify potential compliance issues.
  • Partner with portfolio managers on pre-trade analysis and what-if scenarios for proposed strategies.
  • Conduct monthly and quarterly portfolio compliance reviews.
  • Collaborate with portfolio managers and client service colleagues to resolve compliance issues.
  • Support the transition from the current compliance system to Aladdin.

Requirements

  • In-depth knowledge of fixed-income securities and previous experience in the securities industry.
  • Strong attention to detail, written documentation, and research skills.
  • Ability to interpret written guidelines and legal documents.
  • Proficiency with computer systems and software applications, with the ability to learn new technologies.
  • Undergraduate degree in a related field or equivalent work experience.
  • Strong organizational, communication, and interpersonal skills.

Culture & Benefits

  • Three weeks of paid time off during the first year.
  • Medical, dental, and vision insurance.
  • 401(k) plan with an 85% company match, subject to IRS limits.
  • Employee stock investment program and access to company funds without sales charges.
  • Tuition and education assistance programs.
  • Onsite fitness, recreation, and cafeteria facilities at applicable locations.

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