9 дней назад
Fixed Income Capital Markets Risk Manager
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Fixed Income Capital Markets Risk Manager (Financial Services/Risk Management): Leading risk identification, control testing, issue management, and cross-functional risk initiatives across the fixed income capital markets business with an accent on operational, compliance, market, and credit risk. Focus on evaluating control effectiveness, analyzing emerging risks, coordinating remediation and audits, and presenting actionable recommendations to business leaders and management.
Location: Saint Petersburg, Florida, United States; hybrid workstyle
Company
is a financial services firm serving clients through capital markets and related business functions.
What you will do
- Partner with Fixed Income Capital Markets leaders and stakeholders to identify, assess, monitor, escalate, and report operational, compliance, market, credit, and other business risks.
- Lead cross-functional risk management projects by coordinating stakeholders, deliverables, dependencies, issues, and status communications.
- Conduct business process and risk walkthroughs, evaluate workflows and controls, and recommend enhancements to strengthen the control environment.
- Maintain risk and control assessments, control inventories, policies, procedures, issue logs, risk acceptance records, and governance materials.
- Design and execute control testing and monitoring, evaluate control design and operating effectiveness, analyze evidence, and escalate significant weaknesses.
- Manage issue remediation and audit activities, perform root cause analysis, monitor corrective actions, and prepare reports, dashboards, committee materials, and management updates.
Requirements
- Bachelor’s degree in Accounting, Economics, Finance, Business Administration, Risk Management, or a related discipline preferred.
- Three to six years of general experience; five or more years of relevant experience in risk management, financial services, capital markets, audit, compliance, operations, or a related field preferred.
- Experience with fixed income, capital markets, broker-dealer activities, or risk and control functions is strongly preferred.
- Knowledge of risk identification and assessment, control design and effectiveness, issue management, monitoring, governance, and escalation practices.
- Ability to independently manage complex assignments, analyze qualitative and quantitative information, exercise sound judgment, and communicate recommendations clearly.
- Securities Industry Essentials (SIE) and Series 7 licenses must be obtained within six months of the start date.
Culture & Benefits
- Hybrid workstyle with collaboration across sales, trading, operations, technology, finance, compliance, legal, audit, and enterprise risk.
- Benefits may include medical, dental, vision, life, critical illness, accident, disability, retirement savings, paid time off, holidays, sick leave, and parental leave.
- Culture emphasizes client-first service, integrity, independence, collaboration, accountability, pragmatic decision-making, and continuous improvement.
- People-first environment focused on professional growth, inclusion, respect, and authentic participation.
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