Manager, Wealth Management Solutions Risk Compliance Liaison (Fintech)

Location: Minneapolis, Minnesota, United States; at least four days per week in the office, with up to one day working from home.

Base salary: $81,700–$112,300 per year, plus potential variable compensation and benefits.

Company

hirify.global is a diversified financial services company providing financial planning and advice, asset management, insurance, and annuity services to individual, small business, and institutional clients.

What you will do

• Strengthen proactive risk management and support compliance and supervisory programs for advisory products.
• Review moderately complex issues, research relevant information, track findings, and make recommendations.
• Partner with business teams and senior leaders to implement policies and procedures.
• Conduct proactive outreach to field members regarding advisory product policies and procedures.
• Lead internal business-process audits from planning through documentation, escalation, and reporting.
• Support regulatory exams and inquiries, coordinate response teams, and present results to senior leaders.

Requirements

• Bachelor’s degree or equivalent experience.
• At least five years of experience in financial services, preferably in compliance, supervision, product management, or product support.
• Active Series 7 license.
• Active Series 24 license or ability to obtain it within 120 days.
• Valid U.S. work authorization that does not now or in the future require visa sponsorship.
• Analytical, problem-solving, organizational, collaboration, and stakeholder-influence skills.

Nice to have

• Knowledge of Ameriprise products, systems, and advisory solutions or ability to learn them quickly.
• Experience leading small- to medium-scale projects, audits, procedures, disclosures, and process testing.
• Experience with Microsoft Office, including Word, Excel, Access, and PowerPoint.
• Experience collaborating across organizations and with technology resources.
• Strong attention to detail and ability to maintain confidentiality.

Culture & Benefits

• Relationship-based, client-centric environment centered on in-person collaboration.
• Vacation and sick time.
• 401(k) plan.
• Health, dental, and life insurance.
• Potential bonus, commissions, and/or long-term incentives based on the role.