Compliance, Private Wealth Management PWM Compliance, Vice President, New York (Private Wealth Management)

Location: New York, NY, United States

Salary: USD 100,000–250,000

Company

hirify.global is a global investment banking, securities, and investment management firm founded in 1869 and headquartered in New York.

What you will do

• Support Private Wealth Management Compliance projects, processes, working groups, and business lines.
• Advise business leaders, Legal, Risk, and other control functions on regulatory, supervisory, and business-driven initiatives.
• Track, review, and analyze regulatory updates and support implementation of required changes across the business.
• Prepare supervisory meeting materials covering key metrics and regulatory issues, and assist with risk assessments.
• Review marketing materials for private wealth management products and services.
• Develop and implement compliance policies, procedures, best practices, and responses to regulatory examinations and inquiries.

Requirements

• Undergraduate degree.
• 5–8 years of relevant experience in Compliance, Legal, Risk Management, Internal Audit, Regulatory Affairs, Financial Services, or a related field.
• Strong familiarity with financial industry products, markets, and applicable rules and regulations.
• Proficiency with Microsoft Office applications.
• Excellent analytical, organizational, time management, communication, project management, and risk assessment skills.
• Ability to work collaboratively, exercise sound judgment, manage multiple priorities, and operate effectively with minimal supervision.

Nice to have

• Graduate degree in law, business, or another relevant field.
• Relevant experience supporting broker-dealer, investment adviser, wealth management, private banking, or fiduciary businesses.

Culture & Benefits

• Opportunities for professional and personal development through training and development programs.
• Firmwide professional networks and diversity and inclusion initiatives.
• Benefits, wellness, personal finance, and mindfulness programs.
• Collaboration with global private wealth management business and compliance teams.