2 дня назад
Managing Director, Regulatory Liaison Office (Fintech)
275 000 - 325 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Managing Director, Regulatory Liaison Office (Fintech): Providing enterprise-level regulatory counsel and leading engagement with the Federal Reserve and other supervisory agencies with an accent on banking regulation, governance, risk management, and regulatory strategy. Focus on advising executive leadership and the Board, translating complex requirements into business guidance, and building sustainable remediation and regulatory engagement strategies.
Location: Westlake, TX, United States; hybrid work with regular in-person collaboration
Salary: USD $275,000–$325,000 per year
Company
is a large financial services firm providing investment and banking-related services.
What you will do
- Provide strategic counsel on supervisory expectations, emerging regulatory priorities, and complex regulatory matters.
- Assess the impact of prudential rules, supervisory findings, emerging risks, and regulatory changes on the firm’s risk profile and control environment.
- Advise senior management and the Board on regulatory, operational, compliance, governance, and reputational risks.
- Partner with Legal, Risk, Compliance, business, and corporate governance leaders to align regulatory expectations with strategic objectives.
- Lead strategic engagement with the Federal Reserve and other regulatory agencies as the principal liaison between regulators, senior management, and the Board.
- Guide remediation strategies, governance enhancements, and enterprise-wide regulatory engagement efforts.
Requirements
- 15+ years of experience in financial services, banking regulation, regulatory affairs, risk management, compliance, or management consulting.
- MBA, JD, or a master’s degree in Finance, Economics, Public Policy, Risk Management, or a related discipline.
- Deep expertise in Federal Reserve supervision and regulatory expectations for large banking organizations and financial institutions.
- Experience advising executive leadership and Boards of Directors on complex regulatory, governance, and risk matters.
- Proven experience leading regulatory engagements and building trusted relationships with the Federal Reserve, OCC, FDIC, SEC, FINRA, or other supervisory agencies.
- Strong cross-functional collaboration and influence skills across Legal, Risk, Compliance, and business teams.
Nice to have
- Enterprise-level experience within a large, regulated financial institution.
- Direct supervisory, regulatory affairs, or examination management experience with prudential regulators.
- Experience leading examinations, supervisory meetings, horizontal reviews, and regulatory response efforts.
Culture & Benefits
- Hybrid work and flexibility approach balancing workplace flexibility with regular in-person collaboration.
- 401(k) with company match and employee stock purchase plan.
- Health, dental, and vision insurance.
- Paid vacation, volunteering time, parental leave, and family-building benefits.
- Tuition reimbursement and a 28-day sabbatical after every five years of service for eligible positions.
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