2 дня назад
Associate General Counsel - Mutual Funds
200 000 - 225 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Associate General Counsel - Mutual Funds (U.S. Registered Funds): Providing legal advice and regulatory support for mutual funds, exchange-traded funds, and closed-end funds with an accent on Investment Company Act compliance, fund structuring, and intermediary distribution. Focus on advising business teams, supporting trustee and director boards, negotiating investment management and servicing agreements, and implementing regulatory developments.
Location: New York, NY, United States; hybrid work arrangement
Salary: $200,000–$225,000 per year, plus discretionary bonus and comprehensive benefits.
Company
is an investment management firm supporting a U.S. registered fund business that includes mutual funds, exchange-traded funds, and closed-end funds.
What you will do
- Provide legal advice on structuring and maintaining registered investment vehicles, including preparing and reviewing registration statements.
- Advise portfolio managers, marketing and sales teams, and other internal clients on legal and regulatory matters.
- Prepare materials for boards of trustees and directors on routine and ad hoc legal and compliance matters.
- Draft and negotiate investment management, intermediary distribution and servicing, nondisclosure, and service-provider agreements.
- Monitor regulatory developments and support implementation of new rules and regulations.
- Review marketing materials, client communications, information requests, and requests for proposals while managing multiple priorities.
Requirements
- Bachelor’s degree and JD.
- Membership in the New York State Bar, or ability to waive in.
- At least five years of experience with U.S. registered funds and the Investment Company Act of 1940 at a major U.S. law firm or in-house legal department.
- Required experience with mutual funds and the 1940 Act.
- Ability to work independently, recognize when guidance is needed, and communicate effectively with senior management.
- Must be authorized and have the right to work in the United States without current or future sponsorship.
Nice to have
- Experience working with boards of trustees or directors of U.S. registered products.
- Experience supporting intermediary relationships for U.S. registered products.
Culture & Benefits
- Opportunity to work on sophisticated investment management matters with substantial business-team and client contact.
- Collaboration with legal, compliance, business, regulatory, and board stakeholders.
- Paid time off and medical, dental, and vision insurance.
- Retirement and life insurance benefits for eligible employees.
- Eligibility for a discretionary bonus and comprehensive total compensation package.
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