2 дня назад
Regulatory and Compliance, Investor Onboarding and Regulatory Review, Vice President
155 000 - 185 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Regulatory and Compliance, Investor Onboarding and Regulatory Review, Vice President (Private Funds and Regulatory Compliance): Leading subscription document review and investor onboarding for private and registered funds with an accent on securities regulations, fund documentation, and client engagement. Focus on managing review workflows, tracking subscription data and deadlines, maintaining fund sponsor rules of engagement, and identifying documentation deficiencies.
Location: Greenwich, Connecticut, United States; office-based Monday–Thursday with remote work flexibility on Friday
Salary: $155,000–$185,000 annual base salary, plus equity and an annual performance bonus.
Company
supports investments in private and registered funds through investor onboarding and regulatory review services.
What you will do
- Lead the Subscription Document Review team.
- Manage client engagements and relationships.
- Review, track, and maintain investor subscription materials, including subscription booklets, indexes, and related documentation.
- Create and maintain client and investor reports covering subscriptions, deadlines, and transaction data.
- Maintain rules of engagement for fund sponsors and law firm fund formation departments.
- Communicate with investor relations teams and provide deficiency comments on subscription materials.
Requirements
- 8–15+ years of experience with alternative investments, preferably private funds and registered investment advisors.
- Experience with fund structuring and formation, including reviewing governing documents for alternative and registered funds.
- Experience reviewing investor governing documents, such as limited liability company agreements and trust agreements.
- Knowledge of the Investment Company Act of 1940 and the Securities Act of 1933; familiarity with the Exchange Act of 1934 and FINRA Rules is required for the role.
- Excellent verbal communication, client-facing professionalism, and strong interpersonal skills.
- Self-motivation with strong project management and process development skills in a fast-paced environment.
Nice to have
- AML/KYC knowledge related to regulatory requirements for private fund investors.
- Juris Doctor degree.
Culture & Benefits
- Hybrid schedule with four days in the office and remote work flexibility on Friday.
- Equity for all full-time employees and an annual performance bonus.
- Employer-matched retirement plan.
- Subsidized healthcare, employer-paid dental and vision coverage, telemedicine, and virtual mental health counseling.
- Parental leave and unlimited paid time off.
Будьте осторожны: если работодатель просит войти в их систему, используя iCloud/Google, прислать код/пароль, запустить код/ПО, не делайте этого - это мошенники. Обязательно жмите "Пожаловаться" или пишите в поддержку. Подробнее в гайде →
Похожие вакансии
6 дней назад
Director, Investment Banking Compliance
150 000 - 200 000$
3 дня назад
VP, Counsel (Registered Funds)
175 000 - 240 000$
Airwallex
5 дней назад
Manager, Regulatory Operations (Fintech)
119 000 - 195 000$
6 дней назад
Regulatory Compliance Principal (Financial Services)
175 000 - 225 000$
1 день назад
Manager, Corporate Governance (AI)
90 000 - 120 000$
4 дня назад
Senior Regulatory Policy Specialist (Financial Regulation)
112 300 - 202 500$