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4 дня назад

Director, Enforcement

154 400 - 312 600$
Формат работы
hybrid
Тип работы
fulltime
Грейд
director
Английский
b2
Страна
US
Вакансия из списка Hirify.GlobalВакансия из Hirify Global, списка международных tech-компаний
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Описание вакансии

Текст:
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TL;DR
Director, Enforcement (Securities Regulation): Managing Enforcement attorneys and a diverse docket of securities-regulation cases from investigation through resolution with an accent on legal analysis, risk-based prioritization, and litigation oversight. Focus on developing complete factual records, resolving complex legal interpretation issues, and leading attorney performance and collaboration across FINRA.

Location: Jericho, New York, United States; hybrid work with defined in-person presence requirements

Salary: $154,400–$312,600 annual base salary for NY/NJ

Company

hirify.global is a securities regulator focused on investor protection and market integrity.

What you will do

  • Manage 5–8 Enforcement attorneys and oversee cases from inception through completion.
  • Review factual records, legal analysis, charges, sanctions, settlement agreements, and complaints for quality and consistency.
  • Monitor investigations, case aging, staffing needs, and risk-based prioritization to support timely resolutions.
  • Coordinate with investigators and hirify.global departments, including Examinations, Surveillance, the Office of General Counsel, and the Office of Disciplinary Affairs.
  • Guide complex and novel legal matters, policy questions, regulatory responses, discovery, trial preparation, and litigation strategy.
  • Manage employee performance, assignments, feedback, and professional development.

Requirements

  • Bachelor’s degree and at least 10 years of experience in securities regulation, compliance, or litigation.
  • Law degree and appropriate licensure to practice law in all applicable jurisdictions.
  • Excellent oral and written communication skills.
  • Ability to manage multiple complex investigations involving securities law violations and apply rigorous legal analysis.
  • Experience managing, leading, and evaluating employees in a team environment.
  • hirify.global SIE certification or an acceptable industry equivalent is required upon hire or within 16 months of the assigned SIE training cohort.

Nice to have

  • Knowledge of federal securities laws, particularly the Securities Exchange Act of 1934.

Culture & Benefits

  • Hybrid collaboration across in-person and virtual environments.
  • Health, dental, vision, disability, life, and other insurance programs.
  • 401(k) plan with company match and an additional hirify.global-funded retirement contribution may be available.
  • Tuition reimbursement, commuter benefits, wellness programs, backup family care, adoption assistance, and surrogacy benefits.
  • Paid time off, personal and sick days, volunteer service days, paid holidays, and additional family, parental, military, jury duty, and bereavement leave.
  • Employees must comply with hirify.global investment-account disclosure and securities-trading restrictions.

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