2 дня назад
Trust Securities Operations Supervisor - Asset Maintenance (Securities Operations)
59 564 - 82 567$
Мэтч & Сопровод
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Описание вакансии
Текст:
TL;DR
Trust Securities Operations Supervisor - Asset Maintenance (Securities Operations): Managing daily securities processing and asset maintenance activities for trust accounts with an accent on transaction accuracy, quality control, regulatory compliance, and client service. Focus on approving securities and cash transactions, resolving escalated and high-risk issues, coaching operations staff, and improving processing procedures.
Location: Fully onsite at 1801 California Street, Denver, Colorado, United States
Salary: $59,564–$82,567 per year, with potential performance-based incentive compensation.
Company
provides banking and trust financial services, with a focus on compliant client and account operations.
What you will do
- Lead daily transactional and account activity processing across multiple asset and client types.
- Review team processing activities and approve securities and designated mid-tier cash transactions in the trust accounting system.
- Monitor deadlines, quality-control standards, documentation archival, Salesforce records, and client communications.
- Resolve complex transactions, regulatory-sensitive issues, exceptions, and escalated client matters.
- Coach, mentor, train, schedule, evaluate, and supervise team members, including hiring and performance management.
- Partner with managers, Sales, Relationship Management, and internal and external stakeholders on operational improvements and high-net-worth account initiatives.
Requirements
- Bachelor’s degree in a related field or equivalent financial services experience.
- At least 5 years of financial services experience in securities processing or asset servicing.
- At least 1–2 years of leadership experience managing a financial services team.
- Knowledge of financial services products, client service operations, quality control, and compliance requirements, including the Bank Secrecy Act, Regulation CC, and Regulation E.
- Strong organizational, time-management, problem-solving, written communication, and verbal communication skills.
- Ability to work in a high-volume, deadline-driven office environment and proficiency with Windows and Microsoft Office.
Nice to have
- At least 5 years of alternative investment experience.
- Certified IRA Services Professional (CISP) certification.
- Self Directed IRA Industry Professional (SDIP) certification.
Culture & Benefits
- Medical, dental, and vision coverage for eligible associates.
- 401(k) retirement savings plan with employer match for qualifying contributions.
- Paid vacation, sick, volunteer, and holiday days.
- Life and disability insurance, employee assistance, mental health resources, and legal support.
- Tuition assistance, identity theft protection, insurance programs, and access to an online discount marketplace.
- Benefits begin on the first day of the month following hire for regularly scheduled associates working at least 30 hours weekly.
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