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4 часа назад

Senior Analyst, Investment Controls

Формат работы
hybrid
Тип работы
fulltime
Грейд
senior
Английский
b2
Страна
Canada
Вакансия из списка Hirify.GlobalВакансия из Hirify Global, списка международных tech-компаний
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Описание вакансии

Текст:
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TL;DR
Senior Analyst, Investment Controls (Asset Management): Monitoring retail and private wealth investment mandates for compliance with securities legislation and investment policy guidelines with an accent on regulatory analysis, control evaluation, and data-driven oversight. Focus on analyzing exceptions and trends, enhancing manual and automated monitoring processes, and supporting complex product launches and operational change.

Location: Toronto, ON, Canada; hybrid arrangement with 1–3 days per week on-site

Company

hirify.global is a relationship-oriented bank focused on delivering client-centered financial services.

What you will do

  • Provide first-level oversight of retail and private wealth investment mandates using multi-asset class investment solutions.
  • Establish, implement, and document post-trade compliance policies and procedures.
  • Perform complex compliance monitoring reviews and deliver data-driven insights on exceptions, trends, and root causes.
  • Manage oversight of the Separately Managed Account program and securities lending activities.
  • Evaluate key controls and support the onboarding of complex products into the monitoring framework.
  • Analyze regulatory developments and represent Investment Controls in risk management, controls, audit, and product-launch activities.

Requirements

  • More than 2 years of experience in asset management.
  • Knowledge of relevant securities legislation and regulatory requirements, including NI 81-102 and U.S. regulations.
  • Strong data analysis, trend analysis, root-cause analysis, documentation, and professional writing skills.
  • In-depth knowledge of derivatives and advanced knowledge of Excel, macros, Access databases, VBA, and querying languages.
  • University degree in a relevant discipline.
  • Legally eligible to work in Canada and able to provide a valid work or study permit where applicable.

Nice to have

  • Experience with compliance platforms such as BNY Compliance Monitor, Bloomberg Compliance/Violations Manager, Fidessa Sentinel, or Charles River Compliance.
  • Completed CSC or CFA qualification.

Culture & Benefits

  • Hybrid work environment with flexibility in managing work activities.
  • Competitive compensation and banking benefits.
  • Wellbeing support and employee and family assistance programs.
  • MomentMakers social recognition program.
  • Inclusive and accessible candidate experience.

Hiring process

  • The process may include an attribute-based assessment and skills tests, such as simulations or coding assessments.
  • Artificial intelligence tools may be used during recruitment.

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